Opinions
Filed 9/9/22
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
In re the Marriage of DAWN BEAR KNOX and
BLAIR BECKER KNOX.
DAWN BEAR KNOX, F081092
Appellant, (Super. Ct. No. BFL-18-001250 )
v.
OPINION
BLAIR BECKER KNOX,
Respondent.
APPEAL from a judgment of the Superior Court of Kern County. Gloria J.
Cannon, Judge.
Law Offices of Ira L. Stoker and Ira L. Stocker for Appellant.
Law Offices of Edward J. Thomas, Edward J. Thomas and Paul R. Domen for
Respondent.
-ooOoo-
This appeal presents a question of law about pendente lite attorney fees under
Family Code section 20301 that has not been addressed in a published opinion. The
question is whether the family court violated the statute by not ruling on appellant Dawn
Bear Knox’s request for pendente lite attorney fees. As described below, a violation
occurred because section 2030 requires a reasonably prompt ruling on a request for
pendente lite attorney fees.
The failure to rule was prejudicial because self-represented Dawn bungled a key
issue during the trial—namely, whether a residence acquired by respondent Blair Becker
Knox when he was single was transmuted to community property when he executed a
grant deed (1) transferring the residence from himself to “Blair B. Knox and Dawn
Raquel Bear Knox, husband and wife as joint tenants” and (2) stating the transfer was a
bona fide gift. Dawn attached a copy of the recorded deed to a supplemental trial brief,
but she did not have it marked as an exhibit and did not offer it into evidence. This
omission had dire consequences for Dawn because section 852, subdivision (a), states a
transmutation cannot occur without a written, unambiguous expression of intent to
transfer an interest in the property. Because the grant deed was not admitted into
evidence, the family court found the separate property character of the residence was not
altered even though Blair acknowledged the change in title during his testimony.
If Dawn had been represented by counsel, it is reasonably probable that the grant
deed would have been offered and admitted into evidence and that she would have
prevailed on the transmutation issue. Consequently, the question becomes whether a
family court error was a cause of Dawn’s lack of legal representation at trial. Section
2030 provides that family courts “shall ensure that each party has access to legal
representation, including access early in the proceedings,” by awarding pendente lite
attorney fees when certain statutory conditions are met. (§ 2030, subd. (a)(1), italics
1 Undesignated statutory references are to the Family Code.
2.
added.) We interpret the phrase “shall ensure” to mean family courts have a mandatory
obligation to order a party to pay attorney fees of the other party when the circumstances
specified in the statute exist. In addition, the reference to “access early in the
proceedings” and other statutory text means family courts must not unreasonably delay
their ruling on a request for pendente lite attorney fees.
Here, Dawn’s request for pendente lite attorney fees was made early in the
marriage dissolution proceedings and had been pending for over a year when the trial
started. By that time, Dawn was unemployed and representing herself. Nonetheless, her
request for pendente lite attorney fees was never ruled on by the family court. Instead,
the court waited until after the trial to address attorney fees in its final judgment of
reserved issues. At a minimum, the failure to hear and take the request under submission
on the first day of trial constituted an unreasonable delay that violated section 2030.2
Furthermore, the erroneous failure to rule was not rendered harmless by any deficiencies
in Dawn’s request because a reasonably prompt denial would have given Dawn an
opportunity to cure the defects.
Therefore, the judgment is reversed, and the matter remanded for further
proceedings.
FACTS
Dawn and Blair married in June 2005 and legally separated in October 2017. The
marriage lasted 12 years and four months. There were no minor children. The issues
requiring litigation were almost entirely financial.
2 We note the violation denied Dawn meaningful access to justice as that concept is
described in the final report and recommendations of the Elkins Family Law Task Force.
(Judicial Council of California, Elkins Family Law Task Force, Final Report and
Recommendations (Apr. 2010) <https://www.courts.ca.gov/elkins.htm> [as of Aug. 25,
2022] (Elkins Report).)
3.
In October 2016, Blair started working as an executive officer for the Kern Local
Agency Formation Commission. His gross monthly compensation was approximately
$11,000. Before Dawn was laid off in May 2019, she was employed as an executive
assistance by Optimal Healthcare Services, Inc. Her gross monthly income was
approximately $6,000.
Most of the issues involving the division of the couple’s assets and liabilities are
not material to the procedural issue that resolves this appeal. However, issues related to
the family residences are relevant to Dawn’s showing of prejudice from the failure to rule
on her request for pendente lite attorney fees. Consequently, we provide a brief history
of those residences.
The parties’ first home after their marriage was a house on Ottawa Court in
Bakersfield. Blair had purchased it in September 1995 for $125,000 and had taken title
in his name as a single person. The parties stipulated orally at trial “that on the date of
marriage there w[ere] no encumbrances on the Ottawa house.”3 The parties disputed how
the Ottawa Court residence came to be debt free. Dawn alleged that $40,000 from the
sale of her condominium was used to pay off the mortgage on the residence. Blair denies
such a payment occurred. When Blair was asked during trial if it was true that after the
Ottawa Court residence was paid off, he had the grant deed changed into both of their
names as husband and wife, Blair answered: “I don’t remember how – who initiated
changing it, but it was changed to joint names.” Later, Blair’s attorney offered to
stipulate that all the real properties “were held in joint names.” The grant deed, which
was not admitted into evidence, is described later in this opinion.
In 2008, the Ottawa Court residence sold for $258,000. Around that time, the
couple bought a house in Sacramento for $348,000 and $240,000 of the Ottawa Court
3 Dawn later attempted to set aside this stipulation, claiming she did not understand
it. The dispute involving the stipulation is not material to the outcome of this appeal.
4.
sale proceeds was applied towards the purchase price. Approximately $108,000 of the
purchase price was financed and subsequently paid off with $30,502 of community
property and $77,913.83 from Blair’s separate property—money he received from selling
some corporate shares.
In February 2014, the couple purchased the third and final marital residence, a
house on Monterey Beach Drive in Bakersfield, for $375,000. The couple paid a $5,000
deposit toward the purchase with community property funds, and the rest of the purchase
price came from a bridge loan from Blair’s mother. In May 2014, the Sacramento house
was sold for $373,000 and the money deposited into a Morgan Stanley account. The
couple repaid Blair’s mother $380,000 for the bridge loan from the Morgan Stanley
account. The characterization and value of the community property interest in the
Monterey Beach Drive residence was an issue submitted to the court. The resolution of
that issue required the court to address Dawn’s contention that the Ottawa Court
residence had been transmuted into community property.
SUMMARY OF PROCEEDINGS
In January 2018, Dawn filed a petition for dissolution of marriage. She
represented herself and filed a declaration stating that she had contracted with a
registered legal document assistant to help prepare the petition and had paid $599 for the
assistance. In April 2018, an attorney representing Blair filed Blair’s response to the
petition.
On May 7, 2018, Dawn’s first attorney, Mellanie Marshall Rapozo, substituted in
as counsel. On May 10, 2018, Rapozo filed Dawn’s first request for order for temporary
spousal support, for pendente lite attorney fees and costs, and for sale of the family
residence. The hearing on the request for order was set for June 13, 2018. The hearing
was continued many times. The continuances and related procedural history are
described in part I.D. of this opinion.
5.
In August 2018, Attorney Robert F. Carbone replaced Rapozo as Dawn’s attorney.
In March 2019, Carbone substituted out of the case and Dawn began representing herself.
The trial was held on May 23, 2019, July 11, 2019, and July 22, 2019. In August
2019, the parties submitted written final arguments. In September 2019, the family court
entered a judgment of dissolution, restoring the parties to the status of single persons and
restoring Dawn’s former name. Neither party appealed from the judgment of dissolution.
On November 4, 2019, the family court filed its ruling on the reserved issues. In
April 2020, Dawn retained an attorney. On April 30, 2020, that attorney filed a
substitution of attorney and a notice of appeal from the November 2019 ruling. This
court informed Dawn that the ruling was not an appealable order or judgment. In
February 2021, the family court filed a judgment on reserved issues. This appeal is
treated as having been taken from that judgment.
The judgment awarded Blair the marital residence on Monterey Beach Drive and
determined 88 percent of the value of the home ($359,920) was Blair’s separate property
and the remaining 12 percent of the value ($49,080) was community property. In
reaching this conclusion, the family court addressed and rejected Dawn’s theories for
why the Ottawa Court residence was not entirely Blair’s separate property. The first
theory was Dawn’s allegation that $40,000 from the sale of her condominium was used to
pay off the loan against that residence. The second theory alleged Blair transferred the
residence to the community when he changed title into both their names as joint tenants.
The family court rejected Dawn’s argument that Blair’s changing the title of the Ottawa
Court residence effected a transmutation by stating: “The characterization of the Ottawa
Court property was not changed by changing the title, without a separate written
instrument specifically transmuting the character of the property.”
The judgment awarded Dawn 12 months of spousal support, which started on June
1, 2019, at $1,000 per month and was reduced to $500 per month on December 1, 2019.
The judgment also addressed the subject of attorney fees and costs:
6.
“[Dawn] includes in her trial brief a request for attorney’s fees and cost. At
trial, [Dawn] did not put on any evidence regarding the fees. The court was
not provided with declarations of the attorneys that represented [Dawn].
“The court is unable to complete an analysis under Family Code Section
2030, there is no testimony to determine if the amount requested is
reasonable. Therefore, attorney’s fees and cost will be denied without
prejudice.”
DISCUSSION
I. PENDENTE LITE ATTORNEY FEES AWARDS IN FAMILY LAW MATTERS
A. Standards of Review
Before sections 2030, 2031 and 2032 were enacted in 1993 (Stats. 1993, ch. 219,
§ 106.1), our Supreme Court stated that “a motion for attorney fees and costs in a
dissolution proceeding is left to the sound discretion of the trial court.” (In re Marriage
of Sullivan (1984) 37 Cal.3d 762, 768.) This principle appears in many decisions and
secondary authorities. (E.g. In re Marriage of Cueva (1978) 86 Cal.App.3d 290, 296
[motion for attorney fees in dissolution action is addressed to the sound discretion of the
court]; Bruce v. Bruce (1953) 121 Cal.App.2d 661, 664 [attorney fees during pendency of
the dissolution action are “in the sound discretion of the trial court”].) For instance, a
legal encyclopedia relies on Sullivan in asserting “[a]n award of attorney’s fees and costs
is not a matter of right, but rests in the sound discretion of the court.” (33A Cal.Jur.3d
(2021) Family Law, § 1336, p. 88, fns. omitted.)
The foregoing principles are no longer accurate statements of California law
because the enactment of the 2004 and 2010 amendments to the attorney fees provisions
in the Family Code (Stats. 2004, ch. 472, §§ 1–2; Stats. 2010, ch. 352, §§ 4–5) curtailed
the broad discretion previously granted to family courts and created instances where fee
awards are a matter of right. Thus, the statement about attorney fees being “left to the
sound discretion of the trial court” (In re Marriage of Sullivan, supra, 37 Cal.3d at p.
768), which is reiterated in Cueva, Bruce and the legal encyclopedia, has been superseded
by statute. (See In re Marriage of Morton (2018) 27 Cal.App.5th 1025, 1049 [“it is no
7.
longer accurate to refer to a trial court’s ‘broad discretion’ when describing a trial court’s
responsibilities under section 2030”] (Morton).) As a result, family courts,
commentators, and practitioners should be cautious in relying on statements about
discretion set forth in pre-2011 case law, such as cases that identify abuse of discretion as
the sole standard of review. (Hogoboom & King, Cal. Practice Guide: Family Law (The
Rutter Group 2022) ¶ 5:183.2, p. 5-122.)
Under the current version of the statutes, deciding whether to award pendente lite
attorney fees and deciding the amount of any fees awarded require family courts to
resolve questions of law, make findings of fact, and exercise discretionary authority to
resolve certain issues. Each of these aspects of the family court’s decision is subject to a
different standard of review. Its findings of fact are reviewed under the deferential
substantial evidence standard. (Haraguchi v. Superior Court (2008) 43 Cal.4th 706,
711.) Its resolution of a question of law is subject to de novo review. (Id. at p. 712.)
Where the Legislature has committed a particular issue to the family’s court discretion
and the court must weigh various factors and choose from a range of options, that
discretionary determination will not be disturbed if it falls within the range established by
the applicable legal criteria. (County of Kern v. T.C.E.F., Inc. (2016) 246 Cal.App.4th
301, 316; Bank of America, N.A. v. Superior Court (2013) 212 Cal.App.4th 1076, 1089
[abuse of discretion standard measures whether act of lower tribunal falls within
permissible range of options set by the legal criteria].)
In this appeal, the main issues involve the interpretation of section 2030 and the
application of that interpretation to the facts presented. Issues of statutory interpretation
are questions of law subject to de novo review on appeal. (County of Kern v. T.C.E.F.,
Inc., supra, 246 Cal.App.4th at p. 316.)
8.
B. Section 2030
Dawn’s opening brief contends the trial court erred by failing to determine the
amount of attorney fees and costs to be awarded. Her brief refers to the many
continuances of the hearing on her May 2018 request for order and quotes section 2030,
which provides in part:
“(a)(1) In a proceeding for dissolution of marriage ... and in any proceeding
subsequent to entry of a related judgment, the court shall ensure that each
party has access to legal representation, including access early in the
proceedings, to preserve each party’s rights by ordering, if necessary based
on the income and needs assessments, one party ... to pay to the other party,
or to the other party’s attorney, whatever amount is reasonably necessary
for attorney’s fees and for the cost of maintaining or defending the
proceeding during the pendency of the proceeding.”
“(2) When a request for attorney’s fees and costs is made, the court shall
make findings on whether an award of attorney’s fees and costs under this
section is appropriate, whether there is a disparity in access to funds to
retain counsel, and whether one party is able to pay for legal representation
of both parties. If the findings demonstrate disparity in access and ability to
pay, the court shall make an order awarding attorney’s fees and costs. A
party who lacks the financial ability to hire an attorney may request, as an
in pro per litigant, that the court order the other party, if that other party has
the financial ability, to pay a reasonable amount to allow the unrepresented
party to retain an attorney in a timely manner before proceedings in the
matter go forward.” (§ 2030, subd. (a)(1), (2), italics added.)
The statutory text relevant to this appeal was added to section 2030 by the 2004
and 2010 amendments.4 First, the 2004 amendment changed the wording of section
2030, subdivision (a)(1) to “shall ensure.” (Stats. 2004, ch. 472, § 1.) In comparison, the
version adopted in 1993 used the words “the court may … ensure.” (Stats. 1993, ch. 219,
§ 106.1) Second, the 2004 amendment added the phrase “during the pendency of the
proceeding” to the end of subdivision (a)(1) of section 2030. (Stats. 2004, ch. 472, § 1.)
4 Consequently, the changes implemented by the 1993 enactment of section 2030
and the history of its predecessors are not described here. (See In re Marriage of Hobdy
(2004) 123 Cal.App.4th 360, 368–369 [history of § 2030 and some of its predecessors].)
9.
Third, the 2004 amendment added paragraph (2) to subdivision (a) of section 2030,
including the sentence that refers to payment of “a reasonable amount to allow the
unrepresented party to retain an attorney in a timely manner before proceedings in the
matter go forward.” (Stats. 2004, ch. 472, § 1, italics added.) Fourth, the 2010
amendment’s only change to subdivision (a)(1) of section 2030 was the insertion of the
phrase “including access early in the proceedings,” which is bolded in the indented quote
above. (Stats. 2010, ch. 352, § 4.)5
Before interpreting the foregoing statutory text, we consider some of the
legislative findings in the 2010 enactment, Assembly Bill No. 939 (2009-2010 Reg.
Sess.). The Legislature referred to the rising number of self-represented litigants in
family law cases and stated that “[a]ccess to justice requires that parties be able to
appropriately address the court and present their cases.” (Stats. 2010, ch. 352, § 1, subd.
(b), p. 1818.) The Legislature also found that “[f]amily law cases involve an
extraordinary range of issues, from the most simple, uncontested cases … to cases
involving complex legal issues” and, “[u]nder the current system, the parties, who are
most often self-represented, must take the initiative to obtain orders and judgments in a
complicated judicial process that very few litigants can understand, and they often fail to
take the next step toward completing the case.” (Stats. 2010, ch. 352, § 1, subd. (c), p.
1818.) On the specific subject of awarding attorney fees early in the proceeding, the
Legislature found and declared:
5 As to subdivision (a)(2) of section 2030, the 2010 amendment replaced its first
sentence with a sentence that included the phrase “the court shall make findings” and
with another sentence that included the phrase “the court shall make an order awarding
attorney’s fees” if the required findings demonstrated a disparity in access and an ability
to pay. The part of our opinion in Morton addressing attorney fees discussed, among
other things, the meaning and application of these phrases. (See Morton, supra, 27
Cal.App.5th at pp. 1048–1054 [Part IV., Attorney Fees].)
10.
“Given the lifelong impact of family law matters, legal assistance in these
cases is critical. Unfortunately, over 70 percent of litigants in family law
cases are unrepresented by counsel. While many cases involve parties who
are all unrepresented, in some of these cases one party can afford counsel
but the other cannot. These cases pose significant difficulties for the
unrepresented litigant, the attorney, and the judicial officer. Representation
for parties can be significantly improved in some of these cases if courts
make early need-based attorney’s fee awards.” (Stats. 2010, ch. 352, § 1,
subd. (f), p. 1819.)
The 2010 amendments to section 2030 were made after the Legislature considered
the recommendations of the Elkins Family Law Task Force. The task force was
established by the Judicial Council of California at the suggestion of our Supreme Court
(see Elkins v. Superior Court (2007) 41 Cal.4th 1337, 1369, fn. 20) and published the
Elkins Report in April 2010.
The Elkins Report organized its recommendations into five main topics. The topic
of meaningful access to justice for all litigants was addressed in part by the following
statement:
“Cases in which one side has counsel and the other does not can pose a
variety of potential difficulties for the unrepresented litigant, the attorney,
and the judicial officer. Representation may be available in more of these
cases if courts were to make early needs-based attorney fee awards. [¶] …
[¶] Far too many Californians are unable to afford counsel. The task force
believes that we need to take steps to provide litigants with the appropriate
levels of assistance they need to proceed with their cases.” (Elkins Report,
p. 59.)
Based on these and other factors, the Elkins Report made several
recommendations about attorney fees, including the following:
“Early needs-based fee awards. Courts should give careful attention to
making early needs-based attorney fee awards rather than deferring the
issue to trial. This would minimize the imbalance in ability to hire counsel
between litigants in a family law case. When a request for needs-based
attorney fees is made, the court should make findings regarding whether the
award of fees is necessary, whether there is a disparity in access to funds or
income, and whether one party is able to pay. If the findings demonstrate
11.
need, disparity in access, and ability to pay, the court should make an order
awarding attorney fees.” (Elkins Report, p. 60, italics added.)
This recommendation appears to be the basis for the Legislature’s decision to add
the phrase “including early in the proceedings” to section 2030, subdivision (a)(1).
C. Interpreting the Statutory Text
With the legislative findings and Elkins Report’s recommendations in mind, we
address the meaning of the relevant text of section 2030, subdivision (a)(1), which states
that “the court shall ensure that each party has access to legal representation, including
access early in the proceedings, to preserve each party’s rights by ordering, … one party
… to pay the other party, … whatever amount is reasonably necessary for attorney’s fees
and for the cost of maintaining or defending the proceeding during the pendency of the
proceeding.” (§ 2030, subd. (a)(1).)
1. Family Court’s Mandatory Obligation
When used in the Family Code, “ ‘[s]hall’ is mandatory and ‘may’ is permissive.”
(§ 12.) Thus, in Morton, supra, 27 Cal.App.5th 1025, we concluded section 2030 used
“shall” to indicate particular provisions were mandatory. (Morton, supra, at p. 1050.)
Similarly, we conclude the phrase “shall ensure” imposes a mandatory obligation or duty
on family courts. (See Hogoboom & King, Cal. Practice Guide: Family Law (The Rutter
Group 2022) ¶ 1:37, p. 1-11 [family court’s mandatory obligation to ensure parties have
equal access to legal representation].) As described below, fulfilling the obligation to
ensure access to legal representation involves specific procedural steps.
2. The Obligation Arises When a Request is Made
The language in subdivision (a)(1) of section 2030 does not expressly identify the
event that gives rise to the family court’s mandatory obligation to address the issue of
pendente lite attorney fees. Construing section 2030 as a whole, we conclude the relevant
statutory text is contained in subdivision (a)(2) of section 2030, which begins: “When a
12.
request for attorney’s fees and costs is made, the court shall make findings on .…”6 We
conclude the phrase “[w]hen a request for attorney’s fees and costs is made” identifies the
making of a request for attorney fees as the event that triggers the family court’s
obligation to address the issue of pendente lite attorney fees. We adopt this interpretation
because we have located nothing in the legislative findings, the Elkins Report, or
secondary authorities suggesting section 2030 imposes a sua sponte duty on family courts
to address a party’s need for pendente lite attorney fees in cases where no request has
been filed or, alternatively, excuses family courts from considering and deciding such
requests.
3. How Pendente Lite Requests Are Made
Before addressing when a family court must address and resolve a request for
pendente lite attorney fees, we consider how the request “is made” for purposes of
subdivision (a)(2) of section 2030. The subject is addressed in section 2031 and
California Rules of Court, rule 5.427. (Hogoboom & King, Cal. Practice Guide: Family
Law, supra, ¶¶ 5:192–5:192.1, p. 5-132.) Section 2031 provides:
“(a)(1) Except as provided in subdivision (b), during the pendency of a
proceeding for dissolution of marriage, for nullity of marriage, for legal
separation of the parties, or any proceeding subsequent to entry of a related
judgment, an application for a temporary order making, augmenting, or
modifying an award of attorney’s fees, including a reasonable retainer to
hire an attorney, or costs or both shall be made by motion on notice or by
an order to show cause.
“(2) The court shall rule on an application within 15 days of the hearing on
the motion or order to show cause.
“(b) An order described in subdivision (a) may be made without notice by
an oral motion in open court at either of the following times:
6 In Morton, supra, 27 Cal.App.5th 1025, we concluded the phrase “the court shall
make findings” as requiring family courts to make express findings, either in writing or
orally on the record. (Id. at p. 1050.)
13.
“(1) At the time of the hearing of the cause on the merits.
“(2) At any time before entry of judgment against a party whose default has
been entered pursuant to Section 585 or 586 of the Code of Civil Procedure.
The court shall rule on any motion made pursuant to this subdivision within
15 days and prior to the entry of any judgment.” (Italics added.)
These provisions allow a party to a marriage dissolution proceeding to make a
written request for pendente lite attorney fees by a noticed motion or an order to show
cause. The contents of written requests are addressed in California Rules of Court, rule
5.427(b), which states that a party must complete, file and serve a request for order
(Judicial Council form FL-300), a request for attorney’s fees and costs attachment
(Judicial Council form FL-319), a current income and expense declaration (Judicial
Council form FL-150), and a supporting declaration for attorney’s fees and costs
attachment (Judicial Council form FL-158) or comparable declaration.
4. When Must a Pendente Lite Request Be Heard and Resolved?
Next, we consider a general question of timing: Once a request for pendente lite
attorney fees has been served and filed, how long may a family court wait before hearing
and resolving the request? The relevant text in subdivision (a)(1) of section 2030 are the
phrases “including access early in the proceeding” and “maintaining or defending the
proceeding during the pendency of the proceeding.” (§ 2030, subd. (a)(1).) Those
phrases unambiguously require the family court to hear and resolve the request during the
course of the proceeding. In other words, a family court that does not resolve a request
for pendente lite attorney fees until after trial has not ensured a self-represented party’s
access to legal representation “during the pendency of the proceeding,” much less “early
in the proceedings.” (§ 2030, subd. (a)(1).)7 This interpretation also is consistent with
the legislative intent expressed in the last sentence of subdivision (a)(2) of section 2030,
7 As a practical matter, waiting until after trial to rule on attorney fees effectively
denies the request for pendente lite attorney fees. If the subject of attorney fees is
addressed in the final judgment, the delay deprived the request of it pendente lite quality.
14.
which refers to an order for the payment of “a reasonable amount to allow the
unrepresented party to retain an attorney in a timely manner before proceedings in the
matter go forward.” (§ 2030, subd. (a)(2).)
More specific questions of timing are (1) how quickly a family court must hear a
request for pendente lite attorney fees after it is made and (2) how quickly a family court
must decide the request after it is heard. The latter question is expressly addressed by
subdivision (a)(2) of section 2031, which states that the family court “shall rule” on the
request within 15 days of the hearing. Thus, the statute establishes a mandatory deadline
for ruling after the request is heard and the matter submitted.
In comparison, the Family Code does not expressly impose a deadline for hearing
a request for pendente lite attorney fees or a limit on the number or length of
continuances. Despite the lack of an explicit statutory provision, it is reasonable to infer
from the legislative findings, the Elkins Report, and the statutory text that the obligation
to ensure access early and throughout the proceeding includes an obligation to hear the
request for pendente lite attorney fees with reasonable promptness. The impact of a
reasonably prompt hearing and order awarding attorney fees and costs on a party’s access
to legal representation is self-evident. The impact of a reasonably prompt hearing and
order denying a request for pendente lite attorney fees, if based on deficiencies in the
request, is that the litigant will be informed of the deficiencies and will have an
opportunity to cure the defects.
Accordingly, we interpret the Family Code attorney fees provisions as requiring
the family court to hold the hearing on a request for pendente lite attorney fees with
reasonable promptness. As a practical matter, this interpretation acts as a limitation on a
family court’s discretionary authority to grant continuances. The contrary
interpretation—one allowing an unreasonable delay—would hinder, rather than promote,
the legislative purpose of section 2030. (See Cavey v. Tualla (2021) 69 Cal.App.5th 310,
337 [court’s goal is to adopt the interpretation that best effectuates the Legislature’s
15.
purpose].) “The purpose of section 2030 is to ensure parity. ‘The idea is that both sides
should have the opportunity to retain counsel, not just (as is usually the case) only the
party with greater financial strength.’ ” (In re Marriage of Cryer (2011) 198 Cal.App.4th
1039, 1056.) In addition, the Legislature intends that opportunity to be provided “early in
the proceedings” when a request for pendente lite attorney fees has been “made.”
(§ 2030, subd. (a)(1), (2).)
D. Relevant Procedural History
1. Dawn’s First Request for Order
When Dawn filed the petition for dissolution of marriage in January 2018, she was
not represented by an attorney. Blair hired an attorney and filed his response to the
petition in April 2018. Concerned about her lack of understanding and an unlevel
playing field, Dawn retained an attorney. On May 10, 2018, her attorney filed a request
for order for spousal support, attorney fees and costs, and sale of family residence. The
request for order was made using Judicial Council form FL-300. Dawn requested $7,500
in fees and actual costs, using optional Judicial Council form FL-319. She checked the
box for item 3.c., indicating the requested amount includes “estimated attorney’s fees and
costs in the amount of: $7,500.” Dawn’s attached declaration asserted she retained
counsel to assist her because she had “no understanding of the legal process and no legal
training.” The declaration also stated Dawn provided an initial retainer of $7,500 and had
a balance of $5,500. The retainer was paid from Dawn’s savings.
Dawn’s request also included an income and expense declaration stating she had
$21,000 in her checking and savings accounts, a monthly income of $6,178, monthly
expenses of $3,130, and no credit card or other debt. She estimated Blair’s gross monthly
income at $10,400. Blair’s responsive declaration stated he had the ability to pay spousal
support and stated his gross income from employment was $10,996 per month and his
current income from investments and other sources was $6,432 per month.
16.
2. Continuances and Change of Attorneys
The hearing on Dawn’s request for order initially was set for June 13, 2018.
Dawn, through her first attorney, stipulated to a continuance to July 2, 2018, and another
to August 20, 2018. The first continuance was due to the unavailability of Blair’s
counsel. The second continuance was because Blair’s responsive declaration to Dawn’s
request for order was filed late (i.e., on June 29, 2018) and Dawn’s attorney needed more
time to review the response.
On August 9, 2018, Dawn’s second attorney substituted into the case, replacing
her first attorney. At the August 20, 2018, hearing, the family court granted a third
continuance. The minute order stated the reason was “Further discovery.” Dawn asserts
the request for further discovery was made by Blair.
In September 2018, the parties stipulated to a fourth continuance because of
pending settlement discussions. The rescheduled hearing date was in November 2018.
At the November 2018 hearing on the request for order, the family court did not
rule on the request. Instead, the court set the matter for court trial on April 11, 2019, and
directed the parties to serve and file trial briefs, witness lists, and exhibit lists by February
4, 2019. The court also set a mandatory settlement conference for February 21, 2019.
The effect of these orders on Dawn’s request for temporary spousal support and pendente
lite attorney fees could be described as a fifth continuance. Alternatively, the practical
impact on the request for pendente lite attorney fees was a denial of such fees because
any award of fees after the trial started would not be “pendente lite” if that term is
interpreted to mean any time before the hearing on the cause on the merits. (See
Hogoboom & King, Cal. Practice Guide: Family Law, supra, ¶ 5:195, p. 5-135; In re
Marriage of Gruen (2011) 191 Cal.App.4th 627, 637 [pendente lite orders also are
referred to an interim or temporary orders].)
17.
On January 24, 2019, the court vacated the trial date and reset it for May 23, 2019,
due to the unavailability of counsel, which Dawn asserts was the unavailability of Blair’s
counsel.
On March 4, 2019, the parties and their attorneys attended a mandatory settlement
conference. The conference was continued to March 21, 2019, with the family court
ordering Dawn to file a mandatory settlement conference statement before that date. On
March 14, 2019, Carbone filed a substitution of attorney on mandatory Judicial Council
form MC-050 in which Dawn consented to substituting herself in place of Carbone. The
form does not require a statement of the reason for the substitution and no reason was
provided.8
As a result of the substitution, Dawn represented herself at the March 21, 2019,
mandatory settlement conference. The court confirmed the trial date of May 23, 2019,
directed Dawn to comply with Blair’s discovery requests, and directed the parties to
exchange final declarations of disclosure and file proof by April 8, 2019.
3. Dawn’s Second Request for Order
On May 21, 2019, two days before trial, Dawn filed a request for order for
temporary spousal support. The hearing on Dawn’s second request for order was set for
June 26, 2019—a month after the scheduled start of trial.
In the request, Dawn asserted Blair made substantially more than she did; the
marriage was long-term and she could not sustain the lifestyle enjoyed during the
marriage without financial support; and she had been laid off on May 13, 2019, and was
in dire need of financial assistance. Dawn’s declaration stated her employer terminated
her position with the company and would provide five weeks of severance pay. Her
income and expense declaration stated she earned $5,538 the month before and had
8 However, we infer her second attorney withdrew from the case because of Dawn’s
inability to afford his services. After the withdrawal, Dawn informed the court, both
orally and in writing, that she could no longer afford an attorney.
18.
monthly expenses totaling $3,276. She listed $20,936 in cash in checking and savings
accountants and $59 in credit card debt. In item 15 of the declaration, Dawn stated she
had paid $15,585 to her two attorneys from her checking and savings accounts and still
owed $5,298 in attorney fees ($2,838 to Rapozo and $2,460 to Carbone). In item 20 of
the declaration, Dawn stated that she could no longer afford an attorney and that she had
obtained assistance from a typing service. She stated she had spent a total of $3,010 on
fees for such services, which also included filing fees.9 Thus, during the 16 months that
had elapsed from the filing of the petition of dissolution until the filing of her second
request for temporary spousal support, Dawn asserted she had incurred almost $24,000 in
attorney fees and other costs.
4. The First Day of Trial
On the afternoon of May 23, 2019, the trial started. Dawn represented herself and
Blair was represented by counsel. The proceeding began with a discussion of the parties’
pretrial meeting, the schedule for filing trial briefs, and the family court’s statement to
Dawn that when it makes a briefing order and sets a trial date, each party should comply
with the order regardless of whether the other party complies. Dawn referred to the many
continuances, the fact she had an attorney at the time the court set the deadline for
exchanging trial briefs, and the fact that “I’ve gone through two attorneys now.” Dawn
stated, “That’s why I’m now representing myself. I can no longer afford it.”
The court then said, “What is the RFO -- and I could have looked in the file for
that as well -- that’s set for June 26th?” This is a reference to the Dawn’s second request
for order, which requested only temporary spousal support and had been filed by her two
9 The name, address and registration number of the legal document assistant used by
Dawn was stamped onto the first page of the Judicial Council form FL-300, request for
order, which supports Dawn’s contention that fees were incurred.
19.
days earlier.10 Dawn stated: “That is what I set because I’m no longer employed. I was
just laid off on May 13th, and I now have no income.” The court then stated that the
request had not made it into the file when the court reviewed the file the prior day.
Counsel for Blair asserted the request “will become irrelevant as a result of this trial.”
The discussion turned to the division of assets and the extent of the parties’ agreement
about those assets. The court determined that there was an agreement and stated that “we
need to focus on the things where the court is going to need to make a decision.”
Counsel for Blair then raised the issue of marital status, the court heard Blair
testify to irreconcilable differences, and his counsel submitted the issue. The court
granted the request for dissolution of marriage, restored the parties to the status of
unmarried persons, and restored Dawn to her prior name as requested.
The proceeding then turned to taking testimony about the parties’ assets and
liabilities. The first witness to testify was Ken Swartzberg, a forensic certified public
accountant hired by Blair to determine the character of the Monterey Beach Drive house,
and to trace the character of funds in a particular bank account. Swartzberg had prepared
a report that was admitted into evidence as respondent’s exhibit “G” without objection.
That report is not part of the record on appeal.
During Dawn’s cross-examination of Swartzberg, she referred to his report and the
information about the Ottawa Court residence, stating Swartzberg did not indicate how
Blair paid off his loan on the residence. The court asked, “Was it paid off at the time the
parties were married? I thought that was the stipulation.” Blair’s counsel replies, “That
10 The contents of the reporter’s transcript show the court did not realize that Dawn’s
first request for order, which sought temporary spousal support, pendente lite attorney
fees, and the sale of the family residence, had been pending for over one year without
being considered and decided. The court’s failure to realize there had been a request for
order in May 2018 is confirmed by the erroneous description in the judgment on reserved
issues of the time that passed between separation and Dawn’s request for temporary
spousal support. (See fn. 11, post.)
20.
was the stipulation.” The court stated that “if there was no mortgage at the time the
parties were married, it’s not relevant as to how he paid it off.” Dawn disagreed, stating:
“No, there was a mortgage when we got married because I paid it off.” In the exchange
that followed about the stipulation and its meaning, Dawn stated she did not understand
what the words in the stipulation meant. The court asked: “What do you believe was the
amount of mortgage at the time you got married?” Dawn replied:
“I paid it off with $40,000 after we got married, and I have a grant deed
where [Blair] changed it into our name, and it’s Blair Knox and Dawn
Raquel Bear Knox, husband and wife as joint tenants, the Ottawa home.
And it’s attached to my trial brief that you have, and they just seem to be
leaving that out.”
The court then stated that Swartzberg was not going to be able to answer questions
about documents he had not seen. Dawn stated: “Yeah. Okay. Well, those are all my
questions.” Blair’s counsel then conducted a short redirect examination of Swartzberg.
After the family court released Swartzberg, who had been allowed to testify out of
order, the proceedings returned to the presentation of Dawn’s case. The court stated they
would stop at 4:25 p.m. and pick the next date. Dawn then called Blair as a witness.
Blair’s counsel objected to Dawn’s first three questions and the court allowed a portion of
the third question, stating: “[Dawn] asked how much had you paid the loan down to on
the Ottawa home prior to marriage?” Blair responded, “I don’t know.” After asking
questions about a bank account, Dawn asked Blair if it was true that she “paid off your
home loan of $40,000 shortly after we were married?” Blair replied, “I don’t remember.”
Later, Dawn turned to the subject of the grant deed and asked Blair: “[I]s it true
that after the Ottawa home was paid off, you had the grant deed changed into both of our
names as husband and wife.” Blair answered: “I don’t remember how -- who initiated
changing it, but it was changed to joint names.” Dawn’s following questions addressed
vehicles, gifts, and other subjects, including their residence in Sacramento and whether it
was held in both their “names as husband and wife joint tenants.” Blair’s counsel
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interjected, stating “I don’t think it has any legal significance under current law, but we
will stipulate the properties were held in joint names.”
When Dawn asked Blair about investing approximately $45,000 in his 1972
Blazer, Blair’s counsel stated the question of vague as to time and the type of
expenditure. The court stated that it would require Dawn “to break that down, but we’ll
start at that point when we come back because it’s now 4:30.” After discussing issues
about the stipulations, requests for admission and other matters, the court set July 11 and
12, 2019, as the second and third day of trial. Dawn asked whether her request for
spousal support would be heard on June 26, 2019, and the court stated it would remain on
calendar, “although we’ll see where we are.”11
5. June 26, 2019, Hearing: Temporary Spousal Support
At the June 26, 2019 hearing, Dawn explained that she made the second request
for temporary spousal support because Blair and his attorney had continued her first
request for order (which was filed on May 10, 2018) multiple times and support was
more of an emergency now because she had been laid off on May 13, 2019. Dawn also
stated she had filed for unemployment and was receiving $450 a week. Dawn asked that
the court use the DissoMaster calculator to determine what she was due in spousal
support and make an order that day.
Blair’s counsel argued there was no reason for an emergency hearing because
Dawn had received five weeks of severance pay, was receiving unemployment benefits,
and her income and expense declaration stated she had $20,936 in the bank. Counsel
11 The details about the proceedings on the first day of trial are provided because the
November 2019 ruling and the February 2021 judgment on reserved issues do not
accurately described what occurred. That erroneous description states: “On May 23,
2019, after the testimony began, there was a request to continue the trial to allow [Dawn]
to retain an expert. The court took into consideration, [Dawn] was pro per and that she
had short notice of [Blair’s] expert. Over [Blair’s] objection the matter was continued to
July 11, 2019 and July 12, 2019. [Dawn] was ordered to provide her expert’s name and
report five days before the hearing.”
22.
argued the better course was to deal with the issue as permanent support and use the
hearing time to finish Blair’s testimony.
The family court then summarized the evidence, described the difference between
temporary support to maintain the status quo pending trial and permanent support based
on the factors in section 4320, and stated: “But given that we’re going to hearing in
approximately two weeks and that you have over 20,000 in savings, any order that I
would make right now is going to change in two weeks. It doesn’t make sense to go
through the factors today when you have 20,000 in savings and you’re not going … to be
evicted.” The court also stated it would determine whether support was appropriate at the
conclusion of the trial and would see the parties on July 11, 2019. The fact that the trial
had begun without the May 2018 request for pendente lite attorney fees being resolved
was not mentioned during the hearing by the parties or the court.
6. Second Day of Trial
On July 11, 2019, when the trial resumed, Dawn first addressed the family court
by stating: “I would like to address spousal support since I haven’t received a dime from
[Blair] in over a year and a half. [¶] I would like to address our home that is paid for and
he has been living in rent free for a year and a half. [¶] I would like to address attorney
fees and costs.”12 Dawn again stated she had been laid off on May 13, 2019, and
acknowledged that she received five week’s severance pay, which was $4,450. Dawn
asserted that, more than ever, she needed “assistance with spousal support now, and I
would appreciate if you could come to a judgment on that today.” At the end of the
second day of trial, the court stated: “I’m not saying I won’t make an ultimate
12 This statement about addressing attorney fees and costs was made “[a]t the time of
the hearing of the cause on the merits” as that phrase is used in section 2031, subdivision
(b)(1). Because the judgment is reversed on other grounds, we need not reach the issue
of whether the statement constitutes “an oral motion in open court” for purposes of
section 2031, subdivision (b) or the issue of whether the court’s failure to rule on the
request for temporary spousal support was error.
23.
determination whether or not you’re entitled to spousal support. [¶] What I’m saying is I
don’t see thing urgency when I have to do the [section] 4320 factors.” At that time, the
court did not rule on Dawn’s pending requests for temporary spousal support or the May
2018 request for pendente lite attorney fees. The court rescheduled the third day of trial,
setting it for July 22, 2019, at 1:30 p.m., after Dawn confirmed by telephone that her
expert on issues addressed by Swartzberg was available at that time.
Ultimately, the family court did not rule on the issue of attorney fees and costs
until after the trial, when it issued the November 4, 2019 ruling on the reserved issues.
The attorney representing Dawn on appeal did not substitute into the case until April 30,
2020—the date he filed her notice of appeal.
E. Application of Statutory Interpretation to the Facts
Dawn’s opening brief contends the family court “refused to consider the issue of
attorney fees and costs despite her Court filings and her repeated attempts to have the
issue addressed during the [t]rial proceedings.” Dawn asserts this refusal was an abuse of
discretion. Her opening brief also lists the times her request for attorney fees was
continued and asserts none were her fault. Viewing these contentions in context, we
interpret its use of the phrase “refused to consider” to mean “failed to address and
decide” Dawn’s request for pendente lite attorney fees. Thus, the initial question about
attorney fees framed by Dawn’s opening brief is whether the family court erred by never
ruling on Dawn’s request for pendente lite attorney fees and, instead, waiting until after
the trial to address attorney fees.
Blair’s respondent’s brief does not address the issues involving the failure to rule
on Dawn’s request for pendente lite attorney fees. Instead, he skips those issues and
argues Dawn was not entitled to attorney fees because (1) her request and related
documentation did not comply with California Rules of Court, rule 5.427(b)(2); (2) Dawn
presented no evidence regarding attorney fees during the trial; and (3) the family court
24.
correctly referred to the absence of evidence in denying the request for attorney fees and
costs.
The procedural history described earlier shows that Dawn’s request for pendente
lite attorney fees had been pending for over a year when the trial began in May 2019 and
that Dawn had represented herself for over two months. At the start of trial, Dawn
informed the family court that she was self-represented because she could not afford an
attorney. The trial ended in July 2019, and the court did not rule on the attorney fees
issue until November 2019.
First, we conclude that Dawn “made” a request for pendente lite attorney fees for
purposes of section 2030, subdivision (a)(2) on May 10, 2018, when her first attorney
filed a request for order for temporary spousal support, for pendente lite attorney fees and
costs, and for sale of the family residence. The May 10, 2018 request for order triggered
the family court’s mandatory obligation to address the issue of pendente lite attorney
fees. (See pts. I.C.1. & I.C.2., ante.)
Second, we conclude the family court violated this mandatory obligation by failing
to address the issue of attorney fees until after the trial had ended. At a minimum, the
court should have heard Dawn’s request on May 23, 2019, when Dawn informed the
court that she could not afford an attorney.13 If the request had been heard and submitted
on that date, the 15-day period for a ruling would have expired more than a month before
the second day of trial. (See § 2031, subds. (a)(2), (b)(1).) In short, the court violated its
statutory obligation when it failed to address and decide Dawn’s request for pendente lite
attorney fees with reasonable promptness. Based on this specific violation, we conclude
the court failed to fulfill its statutory duty to ensure Dawn’s access to legal representation
during the course of the proceedings. (§ 2030, subd. (a)(1).)
13 Based on this conclusion and our later conclusion that the violation was prejudicial
(see pt. II., post), we need not identify the specific date when the court first violated the
obligation to hear and resolve such a request with reasonable promptness.
25.
II. PREJUDICE
Having identified a procedural error, the next question is whether that error was
prejudicial. (See Cal. Const., art. VI, § 13; Code Civ. Proc., § 475.) We first consider the
arguments presented in Blair’s respondent’s brief.
A. Deficiencies in the Request
Blair contends that Dawn’s request did not comply with the requirements of
California Rules of Court, rule 5.427(b)(2), which states:
“The party requesting attorney’s fees and costs must provide the court with
sufficient information about the attorney’s hourly billing rate; the nature of
the litigation; the attorney’s experience in the particular type of work
demanded; the fees and costs incurred or anticipated; and why the requested
fees and costs are just, necessary, and reasonable.”
Blair argues the request was defective because it did not explain (1) how or why
any of the claimed fees were incurred or (2) why Dawn had not paid the outstanding
attorney fees out of her $21,000 in savings or the $3,000 per month she earned in excess
of her expenses. These arguments do not directly address the family court’s failure to
address and decide the request for pendente lite attorney fees with reasonable promptness
or whether that particular failure caused prejudice.
We conclude that if the family court had not unreasonably delayed ruling on
Dawn’s request and, at a minimum, had issued an order denying the request on or before
June 7, 2019 (i.e., within 15 days of May 23, 2019), Dawn would have had an
opportunity to cure any defects by filing a new request that could have been heard before
the trial resumed in July 2019. Stated another way, any deficiencies in Dawn’s request
did not eliminate the court’s obligation to provide a reasonably prompt ruling or cause the
court’s unreasonable delay to be harmless.
B. Dawn’s Ability to Pay
Blair’s arguments also suggest Dawn was not prejudiced by the delay because her
savings were sufficient to enable her to retain counsel. To the extent this argument is
26.
implied from Blair’s brief, it must be rejected as contrary to statute and case law. Section
2032, subdivision (b) provides in part: “The fact that the party requesting an award of
attorney’s fees and costs has resources from which the party could pay the party’s own
attorney’s fees and costs is not itself a bar to an order that the other party pay part or all
of the fees and costs requested.” In In re Marriage of Ciprari (2019) 32 Cal.App.5th 83,
the court concluded one spouse’s significant asset base from which to draw fees did not
bar a need-based fee award, stating: “By mandatory consideration of the parties’ relative
circumstances, section 2032 authorizes a need-based fee award even if [wife] could pay
her own attorneys’ fees.” (Id. at p. 111.) Thus, under the statute and existing case law,
the failure to consider and decide the request for pendente lite attorney fees cannot be
regarded as harmless error on the ground Dawn’s savings could have covered the cost of
an attorney to represent her at trial. In short, the existence of the savings does not
preclude Dawn from affirmatively demonstrating prejudice.
C. Dawn’s Failure to Get the Grant Deed Admitted into Evidence
As an appellant, Dawn has the burden of affirmatively demonstrating the family
court’s error was prejudicial. (See Denham v. Superior Court (1970) 2 Cal.3d 557, 564
[appellant must affirmatively demonstrate both error and prejudice].) The test for
prejudice is whether there is a reasonable probability that in the absence of the error, a
result more favorable to the appellant would have been reached. (Morton, supra, 27
Cal.App.5th at p. 1051.)
As described below, the basis for concluding Dawn was prejudiced by the failure
to ensure her access to legal representation is Dawn’s failure, as a self-represented
litigant, to have the grant deed for the Ottawa Court residence admitted into evidence.
Dawn attached a copy of the grant deed as an exhibit to her supplemental trial
brief filed with the family court on July 11, 2019, the second day of trial. The deed was
signed by Blair on December 5, 2006, and was recorded by the Kern County Assessor-
27.
Recorder on December 12, 2006. The deed stated that Blair, a married man who acquired
title as a single man, granted the Ottawa Court residence to “Blair B. Knox and Dawn
Raquel Bear Knox, husband and wife as joint tenants.” The deed also stated: “This is a
bonafide gift and the grantor received nothing in return, R & T 11911.”
During the first day of trial, Dawn referred to the grant deed for the Ottawa Court
residence and asked Blair if he “had the grant deed changed into both of our names as
husband and wife.” Blair acknowledged “it was changed to joint names.” On the last
day of trial, Dawn again referred to the grant deed, stating: “I’ve already pointed out that
the grant deed is in both our names. I’ve already pointed out that I paid certain things.
I’ve tried to bring things in to evidence.” The grant deed, however, was not marked as a
trial exhibit and was not offered into evidence by Dawn. It is obvious from the record
that Dawn did not understand the rules of evidence or trial procedure. She referred to
many documents and, in her view, “tried to bring things in to evidence,” but she did not
actually offer any documents into evidence.
If Dawn had been represented by counsel during the last two days of the trial, it is
reasonably probable that the grant deed would have been offered into evidence and
admitted. Alternatively, if Dawn had received an ethically permissible explanation from
the family court of its procedures and rules of evidence,14 it is reasonably probable that
14 Canon 3(B)(8) of the California Code of Judicial Ethics provides: “A judge shall
dispose of all judicial matters fairly, promptly, and efficiently. A judge shall manage the
courtroom in a manner that provides all litigants the opportunity to have their matters
fairly adjudicated in accordance with the law.” (Italics added.) The advisory comment
recognizes that promptness and efficiency sometimes conflicts with fairness: “The
obligation of a judge to dispose of matters promptly and efficiently must not take
precedence over the judge’s obligation to dispose of the matters fairly and with patience.
For example, when a litigant is self-represented, a judge has the discretion to take
reasonable steps, appropriate under the circumstances and consistent with the law and the
canons, to enable the litigant to be heard.” (Cal. Code Jud. Ethics, Advisory Com. com.
foll. cannon 3(B)(8), italics added.)
28.
she would have gotten the grant deed for the Ottawa Court residence admitted into
evidence. As described below, in either scenario where the grant deed is admitted, it is
reasonably probable that Dawn would have prevailed on her transmutation argument
regarding the residence.
In Estate of Bibb (2001) 87 Cal.App.4th 461, a husband died intestate and a
dispute over real property arose between his widow and his son from his first marriage.
(Id. at p. 465.) The real property had been purchased during the first marriage. (Id. at p.
464.) After husband’s first wife died, he remarried and signed a grant deed conveying
the property from himself to himself and “ ‘his wife as joint tenants.’ ” (Id. at pp. 464–
465, 468, fn. 3.) In the probate proceeding, the son filed a petition to establish that the
estate owned the real property, contending it had not been validly transmuted from
husband’s separate property under section 852, subdivision (a). (Estate of Bibb, supra, at
p. 465.) In applying that statute, the court was guided by principles set forth in Estate of
MacDonald (1990) 51 Cal.3d 262, in which the Supreme Court concluded section 852,
A handbook on judicial conduct describes ethically permissible conduct towards
self-represented litigants and identifies areas where accommodation is proper. (Rothman,
et al., California Judicial Conduct Handbook (4th ed. 2017) § 2:28, p. 99.) For instance,
it is ethically permissible for judges to “explain court procedures, inform a party of the
process for securing witnesses, and even inform a party of missing elements of proof or
other legal requirements, so long as the court remains impartial and provides such
guidance to all parties, whether or not they are represented. A court needs to be very
careful, however, when engaging in such activities to avoid becoming an advocate and
stepping out of the judicial role.” (Id. at pp. 99-100.) Also, a court “may direct any
litigant to resources that are publicly available or that are provided by the judicial system
to assist self-represented persons in … explaining court procedures and rules,
subpoenaing witnesses, preparing documents for filing in court, and so forth.” (Id. at p.
99.) Another secondary authority states: “Most judges explain to self-represented
litigants basis procedural matters, such as the sequence for the presentation of evidence
and offer to answer any questions that the litigants may have about the trial proceeding.”
(Cal. Judges Benchbook: Civil Proceedings—Trial (CJER 2022) § 2.19, p. 65.) Under
these principles, it was ethically permissible for the family court to explain to Dawn the
procedures for the admission of a document into evidence. (See California Judges
Association Committee on Judicial Ethics (Dec. 2018) Opinion No. 76.)
29.
subdivision (a) was intended “to create a writing requirement which enables courts to
validate transmutations without resort to extrinsic evidence and, thus, without
encouraging perjury and the proliferation of litigation.” (Estate of MacDonald, supra, at
p. 272.) The court concluded the grant deed, which stated husband “grant(s)” the subject
property to himself and his wife as joint tenants satisfied the statute’s express declaration
requirement because the deed contained on its face a clear and unambiguous expression
of intent to transfer the real property interest and, as a result, the subject property was
transmuted into property held in joint tenancy. (Estate of Bibb, supra, at p. 464.) In
particular, the court concluded that the word “grant” is the historically operative word for
transferring interests in real property. (Id. at pp. 468–469.)
In this case, the grant deed also used the word “GRANT(S).” Furthermore, it
stated the transfer was “a bonafide gift.” Because the deed was not admitted into
evidence, the family court did not address its significance. Instead, in an apparent
reference to Blair’s testimony that the title to the Ottawa Court residence had been
changed, the court stated: “The characterization of the Ottawa Court property was not
changed by changing the title, without a separate written instrument specifically
transmuting the character of the property.” Here, the grant deed is just such a written
instrument. Thus, based on section 852, subdivision (a) and the case law principles
precluding the resort to extrinsic evidence to interpret the written instrument, it is highly
probable Dawn would have prevailed on the transmutation issue if the grant deed had
been admitted into evidence.
Consequently, Dawn has demonstrated the family court’s failures to comply with
its obligations under section 2030 were prejudicial. To remedy this prejudicial error, we
must reverse the judgment (which places all reserved issues at large) and remand the case
for further proceedings. Those proceedings shall include a hearing on Dawn’s request for
pendente lite attorney fees and a decision on that request before the new trial is started.
Because over four years have passed since Dawn filed her May 2018 request for order
30.
awarding pendente lite attorney fees and costs, the court shall allow Dawn to file a new
request for order and shall allow Blair to file a response before hearing the request for
pendente lite attorney fees and costs.
DISPOSITION
The judgment on reserved issues is reversed and the matter is remanded for further
proceedings not inconsistent with the opinion. Dawn shall recover her costs on appeal.
FRANSON, J.
WE CONCUR:
POOCHIGIAN, ACTING P. J.
SNAUFFER, J.
31.