Opinions
IN THE SUPREME COURT OF
CALIFORNIA
THE PEOPLE,
Plaintiff and Respondent,
v.
WILLIAM JOSEPH CANNON,
Defendant and Appellant.
S277995
First Appellate District, Division Five
A163083
Mendocino County Superior Court
SCUK-CRCR-2010-14869-2
August 18, 2025
Justice Corrigan authored the opinion of the Court, in which
Chief Justice Guerrero and Justices Kruger, Groban, and
Jenkins concurred.
Justice Liu filed a dissenting opinion.
Justice Evans filed a dissenting opinion.
PEOPLE v. CANNON
S277995
Opinion of the Court by Corrigan, J.
In the context of civil commitment proceedings, a
defendant’s fundamental liberty interests are protected by the
constitutional guarantees of due process and equal protection.
(U.S. Const., 14th Amend.; Cal. Const., art. I, § 7; see also In re
Gary W. (1971) 5 Cal. 3d 296 (Gary W.).) It is undisputed here
that defendant William Cannon has a constitutional and
statutory right to demand a jury trial on a petition to commit
him under the Sexually Violent Predator Act. (SVPA or the Act;
Welf. & Inst Code, § 6600 et seq.)1 Cannon has argued for the
first time on appeal that the Act denies him equal protection
because it provides jury demand and waiver procedures that
differ from the procedures provided in other commitment
schemes.
The SVPA authorizes the involuntary civil commitment of
convicted sex offenders after they have served their prison
sentences if they are found beyond a reasonable doubt to be a
“sexually violent predator” (SVP). An SVP candidate and the
People both have the right to demand a jury trial on the
1
All subsequent section references are to the Welfare and
Institutions Code unless otherwise specified.
An SVP petition seeks commitment of a person designated
as a “defendant.” As we have in other cases, we sometimes refer
to the person named in the petition as a defendant, a potential
or alleged SVP, or an SVP candidate.
1
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
allegations. (§ 6603, subds. (a), (b).) Absent a demand, the trial
is conducted “before the court without a jury.” (Id., subd. (f).)
Near the end of Cannon’s sentence for assault with intent to
commit rape, the People petitioned to commit him under the
SVPA. During two pretrial hearings, neither of which Cannon
attended, his attorney waived his jury trial right. The trial court
itself had not advised Cannon of his jury trial rights or sought
his personal waiver, neither of which the Act requires.
Following a bench trial, the court determined Cannon is an SVP
and ordered him committed.
On appeal, Cannon asserted the SVPA commitment
scheme violates his state and federal equal protection rights
because it does not employ the same advisement and waiver
procedures included in the commitment schemes for defendants
who have pled not guilty by reason of insanity (NGI; Pen. Code,
§ 1026.5) or who are facing confinement under the offenders
with mental health disorders (OMHD) law (Pen. Code, § 2960 et
seq.).2 We leave the ultimate adjudication of that claim to the
trial court on remand. Here we hold, consistent with our
decision in People v. Barrett (2012) 54 Cal. 4th 1081, 1107
(Barrett), that the proper standard of scrutiny for such an equal
protection challenge is rational basis review. We affirm the
Court of Appeal’s order remanding this matter to the trial court
to allow the parties to create a more complete record and to
litigate the question in the trial court in the first instance.
2
Before January 1, 2020, these latter defendants were
described as mentally disordered offenders or MDO’s. (See
Conservatorship of Eric B. (2022) 12 Cal.5th 1085, 1095, fn. 3
(Eric B.).)
2
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
I. BACKGROUND
In December 2010, Cannon pled no contest to assault with
intent to commit rape (Pen. Code, § 220, subd. (a)) and
dissuading a witness (id., § 136.1, subd. (c)(1)). Cannon
admitted that in October 2010, while wearing a mask, he
attacked a 16-year victim and tried to drag her off the street to
rape her. When she struggled, he threatened to kill her. Two
passersby came to her aid, and Cannon fled. After his arrest, he
confessed that he had also tried to break into his neighbor’s
house to rape her 15-year-old daughter and that he had been out
“hunting females to sexually assault them.” Convicted, he was
sentenced to a total term of seven years in prison.
In August 2016, the Mendocino County District Attorney
filed an SVPA petition to commit Cannon after the completion
of his term. On October 3, 2016, the trial court found probable
cause supported the petition and ordered Cannon to stand trial.
Cannon, who was present, waived his right to have a trial within
60 days. His public defender, Linda Thompson, stated she
would request Cannon be transferred to Coalinga State Hospital
upon his prison release. The court set a trial date of February
27, 2017, with a pretrial conference on December 5, 2016. After
conferring with Thompson, Cannon waived his presence at the
pretrial conference. There was no mention of Cannon’s right to
a jury trial.
At the December 5th conference, which Cannon did not
attend, Thompson reported that the Board of Parole Hearings
(BPH) had filed a concurrent MDO [now known as OMHD; see
fn. 2, ante] petition. As a result, the State Department of State
Hospitals (SDSH) had moved Cannon to Atascadero State
Hospital rather than Coalinga. The court scheduled a new
3
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
pretrial conference so the parties could sort through the issue.
Between that conference and May 22, 2017, the court vacated
the original trial date and held five more pretrial conferences,
none of which Cannon attended. During this time, Cannon
remained housed at the Atascadero hospital. There were no
discussions at any of these conferences of Cannon’s right to a
jury trial or whether he preferred to proceed with a bench or jury
trial.
On May 12, 2017, again in Cannon’s absence, Thompson
relayed that the BPH rescinded the MDO petition and Cannon
was to be transferred to Coalinga State Hospital. Cannon did
not attend the next hearing on May 22, 2017, but Thompson
appeared on his behalf and noted he had been moved to
Coalinga. The court clerk announced that a “jury trial” was set
for October 16, 2017. Between July 7 and October 6, 2017, the
court held four more pretrial conferences in Cannon’s absence.
Throughout this period, it is evident the parties planned for a
jury trial. At the August 4, 2017, conference, Thompson stated,
“I’m going to confirm the jury trial for the October date.” She
also indicated that she was not “going to transport [Cannon]
until he needs to show for trial.” The court then asked, “Waive
his appearance for the pretrial?” Thompson responded, “Yes.”
The court eventually set a new trial date for January 8, 2018.
Thompson noted that jury selection would begin on that date
and experts would be available to testify two days later.
On December 6, 2017, at Thompson’s request, the court
continued the trial date to April 9, 2018. On February 7, 2018,
in Cannon’s absence, the trial court asked Thompson whether
she was waiving a jury trial on behalf of her client. She
responded, “Yes.” Again, on March 22, 2018, Thompson told the
court that Cannon was not present “by choice” and reported, “We
4
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
did confirm it is a court trial, not a jury trial. My client is kind
of wavering if he even wants to come at this point.” On March
28, 2018, the defense requested a new trial date, which was set
for October 1, 2018. Thompson again confirmed the date was for
“a court trial.”3
On July 17, 2018, public defender Eric Rennert took over
Cannon’s defense following Thompson’s retirement. Rennert
said he had not yet met with Cannon but had conferred with
Thompson. He could not recall whether or not there had been a
waiver of a jury trial and did not see a file notation to that effect.
A different judge, who was presiding at the hearing, replied, “I
don’t believe there has been. And I think the best practice is to
do that in person. I know your office has been getting them in
writing.” At an August 22, 2018, conference, Rennert reported
that he had spoken with Cannon but did not indicate whether
they had discussed the jury trial right, or whether Cannon had
chosen to waive it. However, at one point, the court asked, “[W]e
are still pending the trial which is now a court trial; is that
right?” The prosecutor responded, “That’s my understanding,
your Honor from speaking with counsel who handled the case
previously.” The court set a new date of February 26, 2019, for
a two-day court trial. At no time did Rennert indicate his client
3
Review of the pertinent clerk’s minutes in the record
reveals the following. The minutes dated February 7, 2018,
note: “JT prev. waived. PD and DDA waive JT for the record.”
In several subsequent minutes, the clerk repeatedly noted that
the matter was designated as a court trial. Additionally, the
removal orders for Cannon’s return to Mendocino County for
trial dated March 9, 2020, June 23, 2020, and September 22,
2020 all confirm Cannon was to be transported in for a “Court
Trial.”
5
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
wished to proceed with a jury trial. No other hearing occurred
in 2018.
Over the course of 2019 into early January 2020, the court
held nine more hearings, none of which Cannon attended.
During these hearings, the court reset the trial date four more
times. At nearly every hearing, the court and/or Rennert
confirmed the defense had waived a jury and planned to proceed
with a bench trial. On March 17, 2020, early in the COVID
pandemic, Cannon appeared by video. The court began by
telling him: “Today was the date set for a court trial on a
petition that was filed by the district attorney that alleges that
you fall within the SVP Act.” However, based on the recent
shelter-in-place orders, the court found good cause to continue
the trial date so Cannon could be present in person. The court
indicated the parties would meet three days later to pick a new
trial date. It told Cannon, “You’re not going to be present that
date. Your attorney will appear for you and he will tell when
you [sic] that date is and when you’ll be brought back. Do you
understand?” Cannon answered, “I do, your Honor.” The court
asked if Cannon had any other questions; he voiced none.
Between Cannon’s appearance in March 2020 and the
eventual bench trial, the court held eight more pretrial
conferences, and the trial date was reset three more times. On
October 5, 2020, Cannon was present, and the SVP trial began
with the court stating, “So we’re here for a court trial on the
petition filed by the People . . . .” At no time did a judge directly
advise Cannon of his right to demand a jury trial or elicit his
personal waiver of that right. At no time did defendant or his
counsel object to the procedure or request a jury trial. Following
a four-day bench trial, the trial court found Cannon to be an SVP
and ordered him committed for an indeterminate term. A more
6
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
complete account of the evidence presented at the trial can be
found in the Court of Appeal opinion. (People v. Cannon (2022)
85 Cal.App.5th 786, 791–793 (Cannon).)
On appeal, Cannon argued for the first time that the trial
court failed to directly advise him of his jury trial right or elicit
his personal waiver, thus violating his federal and state
constitutional rights to equal protection. He urged that alleged
SVP’s are similarly situated to OMHD’s and NGI’s, and that
those commitment schemes require a judicial advisement and
personal waiver while the SVPA does not. (Pen. Code, §§ 2966,
subd. (a), 2972, subd. (b), 1026.5, subd. (b)(3), (4); see also
People v. Blackburn (2015) 61 Cal.4th 1113, 1124–1125
(Blackburn); People v. Tran (2015) 61 Cal.4th 1160, 1167
(Tran).) He argued there was no constitutional justification for
this differential treatment.
The Court of Appeal rejected the Attorney General’s
argument that Cannon had forfeited his equal protection claim
by failing to raise the question in the trial court. It exercised its
discretion to consider the pure question of law raised by his
constitutional challenge. (Cannon, supra, 85 Cal.App.5th at pp.
794–795.) The People conceded SVP’s are similarly situated to
OMHD’s and NGI’s for the purposes of comparing the
advisement and waiver procedures at issue. They disagreed,
however, with Cannon’s assertion that strict scrutiny review
was called for to evaluate the state’s proffered justifications
made in its briefing before the Court of Appeal. Relying on
Barrett, supra, 54 Cal.4th 1081, the court agreed with the People
that rational basis review was the appropriate standard.
(Cannon, at pp. 797–798.)
7
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
The court concluded the two rationales offered in the
People’s briefing failed to provide a rational basis for the
differential treatment, but nevertheless, the court agreed with
Cannon’s counsel that remand was necessary. (Cannon, supra,
85 Cal.App.5th at pp. 799–800.) It ruled that remand was
appropriate because Cannon’s delay in raising his equal
protection argument below denied the People a “meaningful
opportunity to demonstrate a valid constitutional justification
for the SVP’s differential legislative treatment.” (Id. at p. 800.)
The court noted that a more inclusive record might be made to
justify the different procedures available in SVP cases on the
one hand, and NGI and OMHD petitions on the other. (Ibid.)
The People resisted remand arguing that, even if the trial court
was obligated under equal protection principles to advise
Cannon of his jury trial rights and obtain his personal waiver,
any error in failing to do so was harmless. (Id. at pp. 800–801.)
Relying in part on Blackburn, the court held it could not find
harmless error. It presumed counsel reasonably believed
Cannon wished to waive a jury trial. (Id. at p. 795.) However,
the record before it was insufficient to show that Cannon had
been adequately advised by counsel of his jury rights or had
“knowingly and intelligently” acceded to their waiver. (Id. at p.
801.) A remand would also give both parties an opportunity to
create a more complete record on this question.
We granted review to address the narrow question of
whether a strict scrutiny or rational basis standard applies to
Cannon’s equal protection challenge.4
4
This court has subsequently granted review and is holding
three more cases addressing the same issue. (People v. Morrison
8
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
II. DISCUSSION
A. Jury Trial Rights in Civil Commitment Proceedings.
We first consider the constitutional source of the jury trial
right in the case of a civil commitment. The right to a trial by
jury and the way the right may be waived have been enshrined
in the California Constitution since the state’s founding. Article
I, section 16 of the California Constitution declares: “Trial by
jury is an inviolate right and shall be secured to all . . . A jury
may be waived in a criminal cause by the consent of both parties
expressed in open court by the defendant and the defendant’s
counsel. In a civil cause a jury may be waived by the consent of
the parties expressed as prescribed by statute.” Thus, while the
constitution specifically speaks to criminal jury waivers, it
empowers the Legislature to address the requirements for civil
jury waivers by statute.
As we have noted: “From the outset of our state’s history,
our courts have explained that [Article I, section 16] was
intended to preserve the right to a civil jury as it existed at
common law in 1850 when the jury trial provision was first
incorporated into the California Constitution.” (Nationwide
Biweekly Administration, Inc. v. Superior Court (2020) 9 Cal.5th
279, 315.) Additionally, we long ago recognized that “the rules
under which the parties to a [civil] lawsuit may waive a jury
trial must be prescribed by the Legislature, which is without
power to delegate to the courts the responsibility of determining
(2025) 110 Cal.App.5th 702, review granted June 25, 2025,
S291041; People v. Washington (Mar. 19, 2025, B327869)
[nonpub. opn.], review granted June 18, 2025, S290585; People
v. Magana (Mar. 19, 2025, B327869) [nonpub. opn], review
granted June 18, 2025, S290583.)
9
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
the circumstances under which such a waiver may be
permitted.” (Grafton Partners v. Superior Court (2005) 36
Cal.4th 944, 952, citing Exline v. Smith (1855) 5 Cal. 112, 112–
113; Biggs v. Lloyd (1886) 70 Cal. 447, 448–449.) Code of Civil
Procedure section 631 embodies the exclusive legislatively
selected means by which the constitutional right to a civil jury
may be waived in California. 5 (Parker v. James Granger,
Inc. (1935) 4 Cal.2d 668, 679.)
Several points bear emphasis. As both this court and the
United States Supreme Court have repeatedly observed, the
adjudication of a civil commitment petition is not a criminal
proceeding. (Moore v. Superior Court (2010) 50 Cal.4th 802, 818;
People v. Allen (2008) 44 Cal.4th 843, 860.) Nevertheless, our
courts have recognized that, as a matter of procedural due
process, several protections afforded criminal defendants must
be extended to those facing possible civil commitment.6 But
5
By statute, the constitutional right to a civil jury may be
waived in one of six ways: “(1) By failing to appear at the trial.
[¶] (2) By written consent filed with the clerk or judge. [¶] (3) By
oral consent, in open court, entered in the minutes. [¶] (4) By
failing to announce that a jury is required, at the time the cause
is first set for trial, if it is set upon notice or stipulation, or within
five days after notice of setting if it is set without notice or
stipulation. [¶] (5) By failing to timely pay the fee described in
subdivision (b), unless another party on the same side of the case
has paid the fee. [¶] (6) By failing to deposit with the clerk or
judge, at the beginning of the second and each succeeding day’s
session, the sum provided in subdivision (c).” (Code Civ. Proc.,
§ 631, subd. (f).)
6
See, e.g., Camacho v. Superior Court (2023) 15 Cal.5th
354, 379 (SVP, speedy trial); People v. Allen, supra, 44 Cal.4th
at p. 870 (SVP right to testify over the objection of counsel);
10
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
while those procedural protections include the right to a civil
jury on demand (see post), the full panoply of rights applicable
in criminal matters does not apply in civil commitment cases.7
(Allen v. Illinois (1986) 478 U.S. 364, 372; Hubbart v. Superior
Court (1999) 19 Cal.4th 1138, 1170–1179; Conservatorship of
John L. (2010) 48 Cal.4th 131, 151 (John L.).) The legislative
provision of “procedural protections similar to those afforded
criminal defendants ‘does not transform a civil commitment
proceeding into a criminal prosecution.’ ” (People v. Allen, supra,
44 Cal.4th at p. 861, quoting Kansas v. Hendricks, supra, 521
U.S. at pp. 364–365; see also Hubbart, at p. 1174, fn. 33.)
Further, this court has long described civil commitment
adjudications as being “in the nature of special civil proceedings
[that were] unknown to the common law . . . .” (In re De La O
(1963) 59 Cal.2d 128, 150; see also In re Liggett (1921) 187 Cal.
428, 430; Matter of Application of O’Connor (1915) 29 Cal.App.
225, 235–236.) Beginning in the early twentieth century, the
Legislature began to provide involuntary civil commitments for
those who, for a variety of reasons, posed a danger to their own
safety or that of others. The Lanterman-Petris-Short (LPS) Act
People v. Burnick (1975) 14 Cal.3d 306, 322–323 (proof beyond a
reasonable doubt in NGI proceeding); People v. Feagley (1975)
14 Cal.3d 338, 375–376 (unanimous jury in mentally disordered
sex offender (MDSO) proceedings).
7
See, e.g., People v. McKee (2010) 47 Cal.4th 1172, 1193–
1195 (McKee) (SVP commitment statute does not violate ex post
facto clause); Conservatorship of Ben C. (2007) 40 Cal.4th 529,
539 (due process does not require independent appellate review
of whether there is any arguable issue on appeal); Kansas v.
Hendricks (1997) 521 U.S. 346, 369 (initiation of civil
commitment proceeding “does not constitute a second
prosecution” for double jeopardy purposes).
11
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
(§ 5000 et seq.) of 1967 launched a series of enactments to
provide more detailed administrative and judicial commitment
procedures.8 Because these commitments place a substantial
burden on the freedom of those committed, the circumstances
permitting such treatment are subject to both legislative
determinations and judicial review. Lower courts, applying our
own precedents, have repeatedly held that the jury trial
provisions of article I, section 16 of the California Constitution
do not apply to these special civil cases. (See, e.g., People v.
Rowell (2005) 133 Cal.App.4th 447, 451–452 [SVPA
proceedings]; People v. Berry (1968) 257 Cal.App.2d 731,
736 [former § 6312.2, MDSO proceedings]; Smith v. Superior
Court (1965) 234 Cal.App.2d 1, 5–6 [former § 6735 for
commitment, mentally ill and dangerous individuals]; People v.
Fuller (1964) 226 Cal.App.2d 331, 335 [former § 5504, sexual
psychopathic offenders].)
That is not to say, however, that a person facing civil
commitment is bereft of constitutional protection. Instead,
those protections are provided under a different constitutional
rubric. Any civil commitment “constitutes a significant
deprivation of liberty” and “can engender adverse social
consequences to the individual.” (Addington v. Texas (1979) 441
U.S. 418, 425–426.) As a result, we have recognized that a jury
trial must be made available to civil commitment candidates as
a matter of procedural due process when the statutory scheme
fails to provide one. (See, e.g., Gary W., supra, 5 Cal.3d at pp.
8
For a detailed history of involuntary hospitalization
proceedings of mentally ill patients in California before
enactment of the LPS Act, see Projects, Civil Commitment of the
Mentally Ill (1967) 14 UCLA L.Rev. 822.
12
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
306–307.) Further, as a matter of equal protection, the state
cannot arbitrarily withhold jury trial availability from one
group of defendants while statutorily granting it to another.
(See, e.g., Baxstrom v. Herold (1966) 383 U.S. 107, 110
(Baxstrom); Humphrey v. Cady (1972) 405 U.S. 504, 509.) Some
statutory schemes vary in terms of procedure. The difference in
how a jury trial right is exercised by a SVP candidate is at issue
here. Under all three of the schemes Cannon asks to be
compared, a jury trial is made available. However, the
particulars of how the right is invoked or waived are provided
for differently. It is the standard of review for that differential
treatment that we consider.
Cannon does not allege that the SVPA’s commitment
scheme denies him the right to a civil jury, or that the on-
demand requirement constitutes a violation of the state or
federal due process clause. Instead, he alleges that, as a matter
of equal protection, the legislative requirement that courts
advise alleged NGI’s and OMHD’s of their jury rights and obtain
a personal waiver must be extended to an alleged SVP before
proceeding with a bench trial. At this stage, we are not being
asked to decide the ultimate question of whether the differences
in procedure can be constitutionally justified. That issue will be
reserved for the trial court to determine in the first instance,
applying the level of scrutiny we clarify here.
B. Comparison of the Relevant Statutes for Equal Protection
Purposes.
Comparing the three commitment schemes, the
Legislature has provided for a jury trial in two different ways.
Under the NGI and OMHD statutes, a jury is available as a
general matter, unless waived. (Pen. Code, §§ 1026.5, subd.
(b)(4), 2972, subd. (a)(2).) The SVPA, by contrast, provides for a
13
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
jury trial when either an SVP candidate, or the People, requests
one. (§ 6603, subd. (f).) Additionally, the statutes relating to
NGI and OMHD defendants call for the court to advise them of
their right to a jury trial and secure a personal waiver of that
right before proceeding by bench trial. (Pen. Code, §§ 1026.5,
subd. (b)(3), 2972, subd. (a)(1).) The SVPA, however, does not
contain those requirements. If neither the alleged SVP, their
counsel, nor the prosecutor demand a jury trial, the statute
provides for a court trial, which includes all the attendant due
process rights, including assistance of counsel, presentation of a
defense, and proof beyond a reasonable doubt. (§§ 6603, subds.
(a), (e), 6604.)9
The right to equal protection under both the federal and
California Constitutions is intended to ensure that the
“government does not treat a group of people unequally without
some justification.” (People v. Chatman (2018) 4 Cal.5th 277,
288 (Chatman).) “Equal protection does not require that all
persons be dealt with identically, but it does require that a
distinction made have some relevance to the purpose for which
the classification is made.” (Baxstrom, supra, 383 U.S. at p.
111.) “Unlike other provisions of the Constitution, the Equal
Protection Clause confers no substantive rights and creates no
substantive liberties. The function of the Equal Protection
9
In Feagley, we held that an individual facing commitment
under the MDSO law, a precursor to the SVPA, was
constitutionally entitled to a unanimous jury verdict based on
equal protection and due process principles. (Feagley, supra, 14
Cal.3d at pp. 350352.) The Legislature subsequently codified
this constitutional protection into the MDSO law (see People v.
Henderson (1981) 117 Cal.App.3d 740, 747), and it incorporated
the same requirement into the SVPA when it enacted the law in
1995. (§ 6603, subd. (g); Stats.1995, ch. 763, § 3, p. 5925.)
14
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
Clause, rather, is simply to measure the validity of
classifications created by state laws.” (San Antonio School
District v. Rodriguez (1973) 411 U.S. 1, 59 (conc. opn. of Stewart,
J.), fn. omitted (San Antonio School District).)
“The degree of justification required to satisfy equal
protection depends on the type of unequal treatment at issue.”
(People v. Hardin (2024) 15 Cal.5th 834, 847 (Hardin).) Strict
scrutiny is our most exacting level of constitutional review in
which “ ‘ “the state bears the burden of establishing not only that
it has a compelling interest which justifies the law but that the
distinctions drawn by the law are necessary to further its
purpose.” ’ ” (Warden v. State Bar (1999) 21 Cal.4th 628, 641.)
In addition, any unequal treatment that is based on suspect
classifications or that significantly burdens a fundamental right
or interest is subject to strict scrutiny analysis. (Eric B., supra,
12 Cal.5th at p. 1107.) If the statutory classification, however,
does not differentiate based on a protected class or significantly
burden a fundamental right or interest, the legislation is
presumed valid unless the challenger can establish “ ‘there is no
rational relationship between a disparity in treatment and some
legitimate government purpose.’ ” (Hardin, at p. 847, quoting
Chatman, supra, 4 Cal.5th at pp. 288–289.)
“Although a fundamental interest may be involved, both
the United States Supreme Court and this court have
recognized that not every limitation or incidental burden on a
fundamental right is subject to the strict scrutiny standard.
When the regulation merely has an incidental effect on exercise
of protected rights, strict scrutiny is not applied. [Citations.] It
is only when there exists a real and appreciable impact on, or a
significant interference with the exercise of the fundamental
right that the strict scrutiny doctrine will be applied.” (Fair
15
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
Political Practices Com. v. Superior Court (1979) 25 Cal.3d 33,
47; see also Gould v. Grubb (1975) 14 Cal.3d 661, 670 (Gould);
Butt v. State of California (1992) 4 Cal.4th 668, 685–686.)
Furthermore, within this specific context, we have emphasized
that, despite the liberty interests involved, not “ ‘every detail of
every civil commitment program is subject to strict scrutiny.’ ”
(McKee, supra, 47 Cal.4th at p. 1210, fn. 13.)
Hardin explained that the burden of persuasion under a
rational basis analysis is on the challenger: “The underlying
rationale for a statutory classification need not have been ‘ever
actually articulated’ by lawmakers, nor ‘be empirically
substantiated.’ [Citation.] Evaluating potential justifications
for disparate treatment, a court reviewing a statute under this
standard must ‘treat the statute's potential logic and
assumptions far more permissively than with other standards
of constitutional or regulatory review.’ [Citation.] ‘If a plausible
basis exists for the disparity, courts may not second-guess its
“ ‘wisdom, fairness, or logic.’ ” ’ [Citation.] ‘[T]he logic behind a
potential justification need [not] be persuasive or sensible —
rather than simply rational.’ ” (Hardin, supra,15 Cal.5th at p.
852; see also People v. Williams (2024) 17 Cal.5th 99, 124.)
Cannon advances two arguments in favor of strict scrutiny
review. First, he contends heightened review is necessary
because, in addition to the right to demand a jury trial as
provided, he has a separate fundamental right to the judicial
advisement and waiver procedures themselves. Alternatively,
he contends that, even if these procedural rights themselves are
not fundamental, the Legislature’s on-demand procedure in the
SVPA imposes a significant burden on his fundamental liberty
interests. His argument outstrips the authority upon which he
relies.
16
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
C. The Fundamental Interests at Issue.
1. The Fundamental Liberty Interest Mandates a Jury
Trial Right.
Defendant places great weight on Gary W., supra, 5 Cal.3d
296, but that case does not support the argument that he has a
fundamental right to the particular procedures requiring
advisement and personal waiver. The statutory scheme
reviewed in Gary W. provided that a person who had originally
been sent to the California Youth Authority (CYA, or Youth
Authority) as a minor could be civilly committed for treatment
after reaching his mandatory CYA release date, upon a showing
that he was a danger to the public safety due to a mental or
physical disorder. The statutory framework did not provide for
a jury trial of any kind for these commitments, even though
other commitment procedures did, including those available
under the LPS and MDSO statutes, which provided for a jury
trial on demand. (Gary W., at p. 303; see also former § 6318
[applicable to MDSO’s]; §§ 5302–5303 [applicable to imminently
dangerous persons under the LPS Act]; former §§ 3050, 3051,
3108 [applicable to narcotics addicts under the LPS Act].)
Gary W. acknowledged that “[c]ommitment proceedings
are ‘special proceedings of a civil nature.’ ” (Gary W., supra, 5
Cal.3d at p. 309.) In considering the challenge that his
commitment without a jury trial denied him due process and
equal protection, the court explained: “The commitment and
detention for treatment of a physically dangerous Youth
Authority ward does not of itself deny equal protection. As
appellant acknowledges, the Legislature has enacted a unified
framework of laws providing for the involuntary commitment of
persons who present a danger to society. It is not unreasonable
that the Legislature should devise several means by which to
17
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
detect and isolate persons who may present a danger to society.”
(Gary W., supra, 5 Cal.3d at p. 304.)
The court articulated the basis for selecting the strict
scrutiny standard of review. “Although normally any rational
connection between distinctions drawn by a statute and the
legitimate purpose thereof will suffice to uphold the statute’s
constitutionality [citation], closer scrutiny is afforded a statute
which affects fundamental interests or employs a suspect
classification. [Citations.] In such cases the state bears the
burden of establishing both that the state has a compelling
interest which justifies the law and that the distinction is
necessary to further that purpose. [Citations.]
“A variety of interests have been held to be so
‘fundamental’ as to impose this burden on the state. Voting
[citation], procreation [citation], interstate travel [citation], and
education [citation] have all been characterized as fundamental
for this purpose. The right to a jury trial in an action which may
lead to the involuntary confinement of the defendant, even if
such confinement is for the purpose of treatment, is no less
fundamental. Its fundamental nature is reflected by the
absolute right to jury trial accorded by the Sixth [criminal cases]
and Seventh Amendments [civil cases] to the United States
Constitution and by article I, section 7 of the California
Constitution in all criminal trials and in those civil actions in
which such a right was available at common law. [10] Its
fundamental nature was further emphasized by the United
10
As previously indicated, the right to a jury, which was
preserved under article I, section 7 of the California
Constitution at the time of Gary W., now appears under article
1, section 16 of the California Constitution.
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PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
States Supreme Court in Duncan v. Louisiana (1968) 391 U.S.
145, where the court held that due process requires that the
right to jury trial be extended to defendants in state criminal
prosecutions of a serious nature.” (Gary W., supra, 5 Cal.3d at
pp. 306–307.) In this regard, Gary W. went on to observe: “To
the person who is threatened with involuntary confinement,
these considerations are equally important whether the threat
of confinement originates in a civil action or a criminal
prosecution.” (Id. at p. 307.)
Gary W. grounded its analysis in the fact that an
involuntary commitment, whether as a result of civil or criminal
adjudication, impinges on the committed person’s liberty
interest, citing the criminal case of Duncan, where the high
court “found the right to jury trial was required by the dictate of
the Fourteenth Amendment that no state ‘deprive any person of
life, liberty or property, without due process of law.’ The court
recognized that ‘A right to jury trial is granted to criminal
defendants in order to prevent oppression by the Government’
and that ‘the jury trial provisions in the Federal and State
Constitutions reflect a fundamental decision about the exercise
of official power — a reluctance to entrust plenary powers over
the life and liberty of the citizen to one judge or to a group of
judges.’ ” (Gary W., supra, 5 Cal.3d at p. 307, quoting Duncan
v. Louisiana, supra, 391 U.S. at pp. 155–156.) Gary W.
concluded that in the case of involuntary commitment, it is the
liberty interest that is fundamental, whether confinement is
imposed in the criminal or civil context. (Gary W., at p. 307.)
“In extending the right to trial by jury to other classes of
persons subject to civil commitment proceedings, the California
Legislature has recognized that the interests involved in civil
commitment proceedings are no less fundamental than those in
19
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
criminal proceedings and that liberty is no less precious because
forfeited in a civil proceeding than when taken as a consequence
of a criminal conviction. We conclude that in the absence of a
compelling state purpose for the distinction between the class of
persons subject to commitment pursuant to section 1800 and to
other classes of persons subject to involuntary confinement, the
right to jury trial is a requirement of both due process of law and
equal protection of the law.” (Gary W., supra, 5 Cal.3d at p. 307.)
The court held that Gary W. was entitled to a new
commitment hearing because he was completely denied any
opportunity to have a jury determine whether he posed a public
danger. It recognized that different commitment schemes may
employ different procedures while explaining: “The complexity
of the various commitment statutes does not obscure the effect
of denial of the right to jury trial. We consider here a
fundamental right, not minor procedural differences among the
various commitment procedures.” (Gary W., supra, 5 Cal.3d at
p. 308.) Significantly, it went on to hold that, like mentally
disordered sex offenders, CYA wards who faced civil
commitment having reached majority, were entitled to a jury
trial on demand and a verdict reached by a three-fourths of
jurors as is provided for a civil jury verdict.11 Gary W. held that
due process and equal protection required the provision of a civil
jury trial when requested. It did not hold that a particular court
11
As noted in footnote 9, ante, this court subsequently held
that, when tried by a jury, a civil commitment defendant is
constitutionally entitled to a unanimous verdict before
confinement. The unanimous jury verdict requirement was
subsequently incorporated into the SVPA.
20
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
advisement or personal waiver procedure was included in the
fundamental liberty interest on which its holding was based.
The People agree that Cannon has a fundamental liberty
interest in having his SVP commitment petition tried by a jury
upon his request. They urge, however, that consistent with
Gary W., the SVPA complies with the California Constitution
because it expressly provides the right to a jury, and it
adequately protects the exercise and waiver of the right through
the on-demand procedure and the statutory right to the
assistance and advice of counsel. Relying in part on Barrett, the
People further contend that Cannon has failed to establish a
separate and additional fundamental right or interest in a
particular express judicial advisement of the jury right or
personal waiver procedure before a court may proceed with a
bench trial. Cannon responds by claiming the statements in
Barrett on the issue were dicta, the case is distinguishable, and
our more recent decisions in Blackburn and Tran underscore the
fundamental nature of jury advisement and waiver rights
themselves in civil commitment proceedings.
Cannon’s equal protection claim then turns on whether
the differences between the “demand through counsel”
procedure of the SVPA, as opposed to the court advisement and
waiver procedure of the NGI and OHMD schemes, withstand
scrutiny when reviewed under the appropriate standard.
2. Cannon Fails To Establish That a Particular Jury
Advisement and Personal Waiver Procedure Itself
Constitutes a Separate and Distinct Fundamental
Right or Interest.
In the equal protection context, the United States
Supreme Court has described a “fundamental” right or interest
triggering strict scrutiny as one “explicitly or implicitly
21
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
guaranteed by the Constitution.” (San Antonio School District,
supra, 411 U.S. at p. 33.) We recognized in Serrano v. Priest
(1976) 18 Cal.3d 728 (Serrano II), however, that our state equal
protection clause is “possessed of an independent vitality which,
in a given case, may demand an analysis different from that
which would obtain if only the federal standard were
applicable.” (Id. at p. 764.) Thus, we will apply strict scrutiny
to “legislative classifications which, because of their impact on
those individual rights and liberties which lie at the core of our
free and representative form of government, are properly
considered ‘fundamental.’ ” (Id. at pp. 767–768, & fn. 48, italics
added.) It may be that under our state inquiry, considerations
of substantive due process could also inform our determination
of fundamental rights. In that context, both this court and the
United States Supreme Court have employed a two-step
methodology. (See Washington v. Glucksberg (1997) 521 U.S.
702, 720–721 (Glucksberg); Dawn D. v. Superior Court (1998) 17
Cal.4th 932, 940 (Dawn D.); In re Marriage Cases (2008) 43
Cal.4th 757, 824.) “First, the court must make a ‘ “careful
description” of the asserted fundamental liberty interest.’
[Citation.] This ‘careful description’ is concrete and
particularized, rather than abstract and general. . . .” (Dawn D.,
at p. 940; Glucksberg, at p. 721.) “Second, the court must
determine whether the asserted interest, as carefully described,
is one of our fundamental rights and liberties; central to this
determination is whether the asserted interest finds support in
our history, our traditions, and the conscience of our people.”
(Dawn D., at p. 940.)
In asserting the advisement and waiver procedures
themselves constitute fundamental rights, Cannon describes an
interest in “personally deciding whether to waive a jury trial.”
22
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
We agree that SVPA commitment candidates have a right to
personally decide whether to demand or waive jury. As we
clarify, that decision is reserved to a commitment candidate so
long as they are competent to make it, and counsel may not
override this choice when made by a competent client. (See post,
p. 37.) The crux of Cannon’s argument, however, concerns the
method by which SVP candidates are informed of their statutory
jury right, the manner in which their decision is communicated
to the court, and, in light of the candidate’s decision, whether a
court or jury trial is called for. Cannon fails to persuade that
the particular procedure he identifies, while certainly
efficacious, is rooted in either the state or federal Constitution,
or otherwise fundamental under our precedents. However,
before moving forward without a jury, the court must be able to
conclude that a civil commitment candidate was aware of the
right to demand a jury and made the decision to forego doing so.
This judicial obligation supports the essential jury trial right.
Yet, even in a criminal context, no state or federal court has ever
held that a particular kind of judicial advisement is
constitutionally mandated. (See, e.g., People v. Sivongxxay
(2017) 3 Cal.5th 151, 168; U.S. v. Cochran (9th Cir. 1985) 770
F.2d 850, 851.) Before a criminal jury waiver may be accepted,
the court must be satisfied that a defendant has been made
aware of his or her right to a jury trial, which can be
accomplished through judicial explanation or consultation with
counsel. The court must also be satisfied that the defendant
understands the right and personally announces in court a
decision to waive it.
In the civil context, as we have noted, the state
constitutional right to a jury may be waived either expressly,
impliedly based on conduct, or by “failing to announce that a
23
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
jury is required . . . .” (Code Civ. Proc., § 631, subd. (f)(4).)
Furthermore, the client’s choice to demand or waive a jury in all
matters has long been expected to be made in consultation with
legal counsel, and particularly in civil matters, the decision is
traditionally communicated to the court through the attorney.
To be clear, barring issues related to a client’s mental
competency, we have never held that the attorney exercises
absolute control over the jury right decision in either the civil or
criminal context. As a general rule, “in both civil and criminal
matters, a party’s attorney has general authority to control the
procedural aspects of the litigation and, indeed, to bind the
client in these matters.” (In re Horton (1991) 54 Cal.3d 82, 94.)
“An attorney is not authorized, however, merely by virtue of his
retention in litigation, to ‘impair the client’s substantial rights
or the cause of action itself.’ ” (Blanton v. Womancare, Inc.
(1985) 38 Cal.3d 396, 404, quoting Linsk v. Linsk (1969) 70
Cal.2d 272, 276.) Thus, in the criminal context, we have
observed that “[i]t is for the defendant to decide such
fundamental matters as . . . whether to waive the right to trial
by jury . . . .” (Horton, at p. 95, citing People v. Holmes (1960) 54
Cal.2d 442, 443–444.)
Additionally, the Rules of Professional Conduct speak to
the allocation of authority between attorneys and their clients.
Rules of Professional Conduct, rule 1.2(a) states in part: “Except
as otherwise provided by law in a criminal case, the lawyer shall
abide by the client’s decision, after consultation with the lawyer,
. . . whether to waive jury trial . . . .” (Italics added.) A lawyer
is also ethically obligated to: “reasonably* consult with the
client about the means by which to accomplish the client’s
objectives in the representation”; “keep the client reasonably*
informed about significant developments relating to the
24
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
representation”; and “shall explain a matter to the extent
reasonably* necessary to permit the client to make informed
decisions regarding the representation.”12 (Rules Prof. Conduct,
rule 1.4(a)(2),(3), (b).) Of course, these ethical obligations apply
when representing those facing civil commitment.
As discussed post, the SVPA honors this traditional
allocation of responsibility between attorney and client by
vesting in the SVP candidate the authority to decide whether to
waive or demand a jury trial. But it does not follow from this
conclusion that an attorney, who remains obligated to inform
and confer with their client regarding the waiver decision, lacks
the ability to properly advise them, or convey their waiver
decision to the court. As we observed in John L., supra, 48
Cal.4th 131, “in the absence of any contrary indication, the
superior court may assume that an attorney is competent and
fully communicates with the proposed [commitment candidate]
about the entire proceeding.” (Id. at p. 156.)
While jury advisement and personal waiver provisions
similar to those incorporated in the NGI and OMHD statutes
can be found in other civil commitment schemes, they have not
been uniformly adopted across all of them. For instance, some
statutory schemes require a court advisement but also require
an actual defense request for a jury with the default proceeding
being a bench trial absent such a demand. (See, e.g., §§ 5302,
5303 [jury right procedures under the LPS Act’s 180-day
postcertification commitments]; see also, § 5350; Prob. Code,
§ 1828 [the advisement and demand procedures for
conservatorship proceedings for gravely ill individuals under
12
Asterisks in the rules denote a term defined under rule
1.0.1 of the Rules of Professional Conduct.
25
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
the LPS Act].) As we observed in Barrett, “Of the nine
commitment procedures [in California], a majority (including §
6500 et seq.) either do not reference jury trial matters at all
(such that a right to jury trial on request has been
constitutionally implied), or they say nothing about advisements
or waivers of any jury trial right otherwise provided therein.”
(Barrett, supra, 54 Cal.4th at p. 1110, fns. omitted.)
This constitutional, legislative, and judicial context does
not demonstrate that SVP candidates have a separate
fundamental right or interest in the particular advisement and
waiver procedure Cannon claims. The Legislature certainly
may choose to implement it in the SVPA context. However, the
equal protection question here is whether the on-demand
procedure it selected significantly burdens an SVP defendant’s
fundamental liberty interests to such a degree that strict
scrutiny is required. We now turn to the standard by which the
current legislative scheme is reviewed. The holding in Barrett
informs this consideration.
D. Our Case Law Supports Rational Basis Review
Cannon contends Barrett’s conclusion that rational basis
review applies to a similar equal protection challenge was
dictum because there we disposed of the constitutional claim on
the threshold question of whether the two comparator groups
were similarly situated for the purposes of the law.13
13
After the court granted review and the parties filed briefs
in this case, we decided Hardin, supra, 15 Cal.5th 834, in which
we altered the traditional analytical framework for conducting
rational basis review. In cases such as this one in which the
statutes themselves draw distinctions between identifiable
26
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
Alternatively, he claims Barrett was wrongly decided.
Defendant misreads Barrett. Having ruled that “persons like
Barrett ‘are entitled to jury trial upon request’ ” (Barrett, supra,
54 Cal.4th at p. 1097, quoting O’Brien v. Superior Court (1976)
61 Cal.App.3d 62, 69), we went on to specifically “assess the
adequacy of this basic rule, and decide whether additional
adjunct procedures [of judicial admonition and personal waiver]
must be followed in open court for a valid nonjury trial to occur.”
(Barrett, at p. 1097.) The adjunct procedures Barrett considered
are the same advisement and waiver procedures at issue here.
The Barrett analysis is not dictum. While several aspects of that
case, including the nature and degree of Barrett’s disability, are
distinguishable from the question as it is framed here, that
precedent nevertheless supports the conclusion that the jury
advisement and waiver procedures themselves do not constitute
independent fundamental rights or interests and that the
legislatively selected procedures in the SVPA, which make a
jury trial available on demand, do not impose a significant
burden on the fundamental liberty interest itself.
Barrett was a developmentally disabled adult who had
lived in a private residence with assistance.14 However, her
increasingly violent behavior resulted in a civil commitment
groups, we no longer ask at the outset whether the groups are
similarly situated for purposes of the law in question. (Id. at pp.
850–851.)
14
Following Barrett, the Legislature replaced terms “mental
retardation” and “mentally retarded” throughout the section
6500 statutory scheme with the terms “developmental
disability” and “developmentally disabled.” (Stats. 2012, ch. 25,
§ 19, eff. June 27, 2012.) When citing quoted material, the
former set of terms is replaced with brackets providing the more
current nomenclature.
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Opinion of the Court by Corrigan, J.
petition alleging she was a danger to herself and others. (See
§ 6500 [pertaining to allegedly dangerous developmentally
disabled persons].) The court ultimately set a date for a trial on
the commitment petition. There was no record of any
advisement as to a jury trial or its waiver. At a trial, at which
Barrett was present and assisted by counsel, the People called
Barrett’s psychologist who testified she had an IQ in the range
of the 40s to 50s, “a level deemed ‘moderate’ in the sense that it
was neither mild nor severe.” (Barrett, supra, 54 Cal.4th at p.
1091.) Additionally, she had cognitive deficiencies associated
with her developmental disability that caused her to have
serious difficulty with behavior control and made her a danger
to herself and others. (Ibid.) Over the course of several years,
she had assaulted family and staff, damaged property, and
injured herself. (Id. at pp. 1091–1092.)
Barrett was committed to a secure treatment facility for
one year, with renewal commitments available. She appealed
alleging a denial of due process and equal protection. It was
undisputed that the relevant commitment procedures did not
provide the right for a jury trial, and as a result, did not include
any judicial admonition or personal waiver requirement. The
parties agreed, however, “under long-standing equal protection
principles” that, absent a waiver, she was entitled to a jury trial.
(Barrett, supra, 54 Cal.4th at p. 1089.) As does Cannon here,
Barrett asserted that “the trial court was constitutionally
compelled to (1) expressly advise her that she could request a
jury and (2) obtain her personal waiver of a jury, before holding
a bench trial.” (Ibid.) Addressing her claims, the court reasoned
as follows: “California has no fewer than nine involuntary
commitment procedures that may apply to persons who have
various mental problems, and who pose a threat to their own
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PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
welfare or to the safety of others. Some of these laws, including
section 6500 et seq., operate in a manner largely independent of
the criminal justice system. (See §§ 4825 [developmentally
disabled persons under the LDDSA], 5000 et seq. [mentally ill
persons under the LPS Act].) Others apply depending on
whether a criminal prosecution has occurred. (See § 3000 et seq.
[narcotic addicts whether or not they have been convicted of
crimes].) Certain accused criminals may receive a mental
health commitment in lieu of conviction and punishment. (See
Pen. Code, §§ 1026–1027 [defendants acquitted by reason of
insanity], 1367 et seq. [defendants found mentally
incompetent].) Also, dangerously disordered offenders may be
held upon discharge by the juvenile authorities (see Welf. &
Inst. Code, § 1800 et seq.), or after serving a prison term (see §
6600 et seq. [sexually violent predators]; Pen. Code, § 2960 et
seq. [mentally disordered offenders]).” (Barrett, supra, 54
Cal.4th at pp. 1093–1094.)
The court observed that no statute authorized a jury trial
in a case like Barrett’s. Nonetheless, “there is no dispute that
someone facing commitment under section 6500 et seq. has the
right to trial by jury on the allegations of the petition. Neither
party rests this premise on any provision of the federal or state
Constitution that directly or expressly grants the right to a jury
in criminal or civil trials. Rather, they invoke a long and
unbroken line of California appellate court cases holding or
assuming — largely on the basis of federal and state equal
protection principles affecting fundamental interests — that
persons alleged to be [developmentally disabled] and dangerous
cannot be denied a jury altogether where jury trials are granted
by statute to persons alleged to be mentally impaired and
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Opinion of the Court by Corrigan, J.
dangerous under comparable commitment laws.” (Barrett,
supra, 54 Cal.4th at pp. 1096–1097.)
Barrett argued that simply providing a jury trial by
constitutional implication was insufficient and “to protect the
interests at stake . . . the jury trial option needs its own
supplemental layer of support. In other words, the decision
whether to try the case to the court or to a jury belongs solely to
the person facing commitment, and it must be made personally,
not through counsel.” (Barrett, supra, 54 Cal.4th at p. 1097.)
She urged the lack of judicial advisement and personal waiver
in her case constituted structural error and compelled reversal.
(Id. at p. 1098.) The court rejected those arguments. It
recognized that “civil commitment for any purpose can affect
liberty and other vital interests. [Citations]. Hence, due process
safeguards apply whether the proceeding concerns
[developmentally disabled] and dangerous persons [citation] or
persons suffering from other dangerous disorders needing care
and treatment.” (Ibid.)
The court went on to state: “Notably, the procedural
safeguards required in this context are flexible [citation], and
the quantum and quality of the process due depend upon the
nature and purpose of the challenged commitment. [Citation.]
In making this determination, the courts weigh, assess, and
consider various factors affected by the disputed procedure.
Distilled, these considerations involve (1) the various private
interests at stake, (2) any competing state or public concerns,
and (3) the potential risk of an erroneous or unreliable outcome.”
(Barrett, supra, 54 Cal.4th at p. 1099.) The court agreed with
Barrett that the due process interests involved “have been
deemed sufficiently fundamental to implicate certain
constitutional jury trial concerns in commitment cases, at least
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PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
in those relatively few instances in which a right to trial by jury
has not been legislatively prescribed. It does not follow,
however, that the jury trial option implied by the courts . . . is
illusory unless accompanied by the ancillary procedures Barrett
seeks. Nor do such procedures necessarily amount to
independent constitutional rights applicable in every case.
Instead, their due process availability depends, in a particular
instance, on a careful balancing of the public and private
interests described above.” (Id. at p. 1100.)
The court separately considered her equal protection
claim. Barrett argued that section 6500 candidates were
entitled to the same court advisement of jury trial availability
on demand called for under the LPS Act. (See § 5300, subds.
(a)–(c); Barrett, supra, 54 Cal.4th at pp. 1106–1107.) Predating
Hardin (see fn. 13, ante), the Barrett court presumed candidates
for commitment under the two schemes were similarly situated
for purposes of the jury trial right, but not for the “ancillary
purpose” of express advisement and personal waiver. (Barrett,
at p. 1108.)
The court compared the two schemes and observed the
critical differentiating factor was the nature of the mental
condition covered by each. The scheme at issue in Barrett
involved dangerous developmentally disabled persons who are
presumed to lack the ability to understand and evaluate their
situation. The LPS scheme addressed those who, as a result of
a mental illness or disorder, are dangerous to themselves or
others. Among other differences, under the LPS Act, a “mental
illness” may affect “ ‘ “ ‘only limited areas of functioning, leaving
other areas unimpaired, and consequently . . . many mentally
ill persons retain the capacity to function in a competent
manner.’ ” ’ ” (Barrett, supra, 54 Cal.4th at p. 1109, quoting In
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Opinion of the Court by Corrigan, J.
re Qawi (2004) 32 Cal.4th 1, 17.) This reality suggests that
mental conditions that may give rise to a 180-day LPS
commitment “do not necessarily imply incompetence or a
reduced ability to understand, and make decisions about, the
conduct of the proceedings.”15 (Barrett, at p. 1109.)
Applying rational basis review, the court rejected
Barrett’s assertion that the Legislature arbitrarily decided
developmentally disabled persons were unsuited for the
procedural protections at issue and unfairly subjected them to a
more burdensome set of procedures. It explained: “[A]n equal
protection violation does not occur merely because different
statutory procedures have been included in different civil
commitment schemes. [Citation.] Nothing compels the state ‘to
choose between attacking every aspect of a problem or not
attacking the problem at all.’ [Citation.] Far from having to
‘solve all related ills at once’ [citation], the Legislature has
‘broad discretion’ to proceed in an incremental and uneven
manner without necessarily engaging in arbitrary and unlawful
discrimination.” (Barrett, supra, 54 Cal.4th at p. 1110.)
Barrett rejected the contrary views of two concurring and
dissenting justices that a heightened form of review was
necessary to evaluate classifications based on a person’s
15
The record below in this matter did not touch in depth on
the effect of Cannon’s condition on his overall intellectual
functioning beyond the mental condition impacting his sexual
aggression. It does reflect that he was convicted of a criminal
offense and neither the court nor counsel in the criminal cases
raised a question about his competence to stand trial or to form
the mens rea required for a conviction. The remand order here
permits the parties to delve further into this question and
consider, if necessary, Cannon’s ability to make informed
decisions about the proceedings.
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Opinion of the Court by Corrigan, J.
developmental disability. (Id. at p. 1144 (conc. & dis. opn. of Liu,
J.); see also id. at p. 1113 (conc. & dis. opn. of Werdegar, J.).)
Cannon urges Barrett’s statements about rational basis review
were dicta because we disposed of the equal protection claim at
the “similarly situated” threshold. He misses the mark. Barrett
concluded the two groups were not similarly situated for
purposes of the advisement and waiver procedures because of
their different intellectual circumstances. As a result, in the
majority’s view, that difference provided the rational basis for
differential treatment. As Hardin later clarified: “[I]n cases
involving challenges to statutes . . . that facially distinguish
between identifiable groups or classes of individuals, ‘[t]o ask
whether two groups are similarly situated in this context’ . . . is
essentially ‘the same as asking whether the distinction between
them can be justified under the appropriate test of equal
protection.’ ” (Hardin, supra, 15 Cal.5th at p. 849, quoting
Fullerton Joint Union High School Dist. v. State Bd. of
Education (1982) 32 Cal.3d 779, 798, fn. 19 (plur. opn.).) The
Barrett majority did not view defendant’s constitutional claims
as involving fundamental rights, unduly burdening
fundamental interests, or implicating protected classifications.
It compared the fundamental liberty interests involving the
right to a jury with the secondary procedural steps sought by
Barrett. The decision supports the conclusion that rational
basis review applies to Cannon’s challenge. Cannon argues,
however, that the later cases of Blackburn and Tran can be read
to support a contrary conclusion. He reads those cases too
broadly
Blackburn and Tran, both of which discussed Barrett, are
not to the contrary. Those cases involved the specific
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Opinion of the Court by Corrigan, J.
requirements of the NGI and OMHD statutes as written.16
Indeed, in Blackburn, we explicitly declined to address whether
mentally disordered offenders have a constitutional right, at all,
to a jury trial in commitment extension proceedings.
(Blackburn, supra, 61 Cal.4th at p. 1120.) Instead, we
considered the particular statutory language incorporating the
admonition and waiver requirements into the NGI and OMHD
laws and what it revealed about the Legislature’s intent in
passing them. As noted, the question in this case turns on
whether the SVPA, which does not include the language at issue
in Blackburn and Tran, violates equal protection as a result of
the omission. Neither Blackburn nor Tran considered that
issue. Their holdings were based on the trial court’s failure to
honor the statutes as they had been enacted. The SVPA and its
different procedural approach were not before the court in
Blackburn or Tran, nor did those cases involve an equal
protection claim based on a comparison among them. That is
the very issue which will now be before the court on remand.
The discussions in Blackburn and Tran, which address the
purpose of the advisement and waiver procedures, may well
inform that consideration, but they do not resolve it.
Blackburn and Tran held that, under both the NGI and
OMHD schemes, the Legislature intended the decision to waive
a jury trial rests solely with a competent defendant, not their
attorney. (Blackburn, supra, 61 Cal.4th at p. 1125; Tran, supra,
61 Cal.4th at p. 1166.) Additionally, those cases interpreted the
statutory jury advisement provisions to mean the Legislature
intended trial courts to directly advise the defendant of their
16
When Blackburn was decided, alleged OMHD’s were still
referred to as mentally disordered offenders or MDO’s.
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PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
right to a jury trial even when they are represented by counsel.
(Blackburn, at p. 1123; Tran, at p. 1166.) In both cases, the
defendants’ attorneys requested a bench trial. (Blackburn, at p.
1117; Tran, at p. 1164.) Neither record indicated whether the
trial court directly advised the defendant of the jury trial right.
(Blackburn, at p. 1116; Tran, at p. 1168.) Nor did either trial
court obtain the defendant’s personal waiver or find that he
lacked the capacity to make a knowing and voluntary waiver.
(Blackburn, at p. 1130; Tran, at p. 1168.) Thus, we concluded
both trial courts violated the statute by accepting defense
counsel’s waiver of a jury for their client. (Blackburn, at p. 1130;
Tran, at p. 1168.)
Turning to potential remedies, Blackburn and Tran held
that when the trial courts fail to follow the explicit statutory
requirements, the reviewing court should treat that failure “as
tantamount to the denial of a jury trial” right (Blackburn, supra,
61 Cal.4th at p. 1134) and deem it reversible under California
Constitution, article VI, section 13, unless: (1) the totality of
circumstances in the record affirmatively shows the defendant’s
personal waiver was knowing and voluntary despite the court’s
failure to provide a statutorily required advisement, or (2) there
was substantial evidence the defendant lacked the capacity to
make a knowing and voluntary waiver at the time the court
accepted defense counsel’s waiver. (Blackburn, at p. 1136; Tran,
supra, 61 Cal.4th at p. 1170.) “In both scenarios, the
requirement of an affirmative showing means that no valid
waiver may be presumed from a silent record.” (Blackburn, at
p. 1136; Tran, at p. 1170.) Under the latter two sets of
circumstances, the court’s failure to comply with the statutorily
required jury advisement and waiver is subject to harmless
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PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
error analysis under article VI, section 13 of the California
Constitution. (Blackburn, at p. 1136; Tran, at p. 1170.)
Cannon broadly argues that this remedy portion of
Blackburn demonstrates that jury advisement and personal
waiver procedures themselves are independent fundamental
rights because failure to provide them is “tantamount to the
denial of a jury trial.” (Blackburn, supra, 61 Cal.4th at p. 1134.)
He again misreads the opinion. Blackburn determined it was
impossible on a silent record to determine whether the outcome
of the trial would have been different if the court had properly
followed the appropriate statutory procedures. (Ibid.) But we
recognized that in different circumstances — where the record
shows the defendant lacked the capacity to make a proper
waiver, or in fact made such a waiver even without the statutory
advisement — the failure to follow statutory directives could be
harmless. (Id. at p. 1136.) This recognition is consistent with
our conclusion here that there is, in fact, a difference between
the deprivation of an advisement and personal waiver, on the
one hand, and the deprivation of jury trial, on the other; one is
not tantamount to the other.
On this record, like the Court of Appeal, we cannot
conclude the trial court violated Cannon’s rights by accepting
his counsel’s representation of his client’s jury waiver. As we
previously observed here as well as in Blackburn, generally
“ ‘ “counsel is captain of the ship” ’ ” and has authority to bind
the client in procedural aspects of litigation.” (Blackburn,
supra, 61 Cal.4th at p. 1120.) However, as noted, this captaincy
generally does not extend to the decision to waive jury. Thus,
given “the possibility of ‘a significant deprivation of liberty’
. . . we train our attention on the text and purpose of the
particular statutes that govern this special proceeding to
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PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
determine whether the decision to waive a jury trial must be
made by the defendant or may be made by counsel
notwithstanding the defendant’s wishes.” (Id. at p. 1124.)
Despite its procedural differences with the NGI and
OMHD statutes, the statutory text of the SVPA indicates the
Legislature also intended an alleged SVP to maintain control
over the jury trial decision itself, assuming they are mentally
competent to do so. As in Blackburn and Tran, use of the term
“person subject to this article” in section 6603 refers to the
defendant, rather than his or her attorney. For instance, section
6603, subdivision (a) specifically indicates “[a] person subject to
this article is entitled to a trial by jury . . . [and] the assistance
of counsel. . . .” (italics added), and section 6603, subdivisions
(d)(1) and (k)(1) refer specifically to “the counsel for the person
subject to this article” (italics added). (See also § 6603.3
[drawing distinctions between the “person subject to this article”
and their attorney].) Thus, based on the plain statutory
language and consistent with our application of the NGI and
OMHD statutes in Tran and Blackburn, we conclude the alleged
SVP, rather than counsel, has final say over whether to demand
a jury trial. The question remains as to how defendants are
informed of their option and how that “final say” may be
conveyed to the court.
Unlike in Blackburn and Tran, the Legislature has not
directly spoken on that issue in the SVP context. There is no
argument that the availability of a jury trial is an essential
protection for the fundamental liberty interests at stake, and
the decision is reserved to the defendant in the final analysis.
We are also, of course, mindful that “[t]he purpose of an
advisement is to inform the defendant of a particular right so
that he or she can make an informed choice about whether to
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Opinion of the Court by Corrigan, J.
waive that right.” (Blackburn, supra, 61 Cal.4th at p. 1125.)
The question here then is by what procedure do trial and
appellate courts ensure that a commitment candidate made
their own informed decision as to a jury trial.
Just as the statutory inclusion of jury advisement and
personal waiver procedures was critical to our holdings in
Blackburn and Tran, the noticeable absence of similar
procedural components from the SVPA leads to a different
conclusion: the Legislature chose to protect an alleged SVP’s
right to make an informed choice of factfinder through the
statutory right to and advice of counsel. As we observed in
Barrett, “Counsel is presumed competent and informed as to
applicable constitutional and statutory law. This presumption
necessarily includes the defense right to seek a jury trial in a
[civil commitment] proceeding, regardless of any court
advisement.” (Barrett, supra, 54 Cal.4th at p. 1105; see also
John L., supra, 48 Cal.4th at pp. 156–157.) Because the decision
as to a jury trial is significant, the record must support a judicial
conclusion, through the express representations of counsel or
otherwise, that counsel has explained the jury trial right and
obtained the client’s permission to demand or waive a jury.
Cannon contends this court foreclosed such a conclusion
when Blackburn dismissed the notion that it was sufficient to
provide the advisement to counsel rather than the defendant
under the OMHD statute. (Blackburn, supra, 61 Cal.4th at p.
1124.) As we have pointed out, however, the Legislature chose
a different set of procedures in the SVPA. Whether this
legislative decision can be constitutionally justified under the
appropriate standard of review anticipates the next step in the
equal protection analysis. Our immediate task is to resolve the
following claims: (1) whether the right to a jury advisement and
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PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
personal waiver is, itself, a fundamental right, and (2) whether
the SVPA’s on-demand procedures constitute a significant
burden on a defendant’s fundamental liberty interests,
triggering the most exacting form of scrutiny. We reject both
assertions. It is important to emphasize, however, that
designating these procedures as “ancillary” or “secondary”
distinguishes between the fundamental right to demand a jury
and the additional procedural framework bearing on that right.
It should not be understood to undermine the important
purposes that procedures like these serve when the Legislature
adopts them. The question here is not whether they can be
employed. Rather, it is whether they are constitutionally
compelled.
To summarize: A comparison of the SVPA with the NGI
and OMHD commitment schemes reveals that all three make a
civil jury trial available to a commitment candidate, but they
differ in the procedures for doing so. In the former, a jury trial
is available on demand. The statute permits counsel to explain
the right to the defendant and convey the client’s choice of jury
trial or waiver to the court. In the latter, before proceeding to a
bench trial, the court must provide the admonition and obtain a
waiver from the defendant. On remand, the court must
determine whether the People put forward a justification for the
Legislature’s choice of differing procedures and whether the
defense can establish that those proffered reasons fail to
demonstrate a rational basis for the legislative choice. The court
must also determine whether the facts presented demonstrate
by a preponderance of the evidence that Cannon was aware of
his right to demand a jury trial and chose to waive it. (See
Blackburn, supra, 61 Cal.4th at p. 1137.)
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PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
Because Cannon did not raise his equal protection
challenge in the trial court, the Court of Appeal ultimately
ordered the case remanded “to give the People a meaningful
opportunity to demonstrate a valid constitutional justification
for the SVP’s differential legislative treatment.” (Cannon,
supra, 85 Cal.App.5th at p. 800, citing McKee, supra, 47 Cal.4th
at pp. 1208–1210.) Given that we granted review solely to
resolve the governing level of scrutiny, and the parties likewise
anticipate having an opportunity to litigate this issue more fully
below, we affirm the Court of Appeal’s order.
E. Response to the Dissent
Our dissenting colleagues raise several points which we
address in turn.
The dissent suggests that there is a difference of some
kind between a fundamental “right” and a fundamental
“interest.” In this context, however, whatever distinction there
may be makes no difference to the outcome; the dissent’s
suggestion to the contrary is unpersuasive and unsupported.
The dissent asserts the “state’s duty is conditional.” (Dis. opn.
of Liu, J., post, p. 5.) This is not quite right. A state’s duty is
not conditional. It is more precise to say that the state has a
duty not to illegitimately place conditions on a fundamental
right or interest. To make that assertion simply states the
guarantee protected by the Equal Protection Clause. It does not
define what a fundamental interest is or how it purportedly
differs from a fundamental right. In this context, however,
whatever distinction there may be makes no difference to the
outcome. The dissent offers no definition or analysis in support
of its conclusion that the procedures challenged here qualify as
40
PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
either a fundamental right or a fundamental interest invoking
strict scrutiny.
The dissent suggests that the distinction between “rights”
and “interests” is meaningful because the latter encompasses
broader circumstances. In the end, however, strict scrutiny is
called for when a state-chosen difference in treatment violates
or improperly burdens rights and interests recognized as
fundamental, or when it discriminates based on membership in
a protected class. Rational basis review applies if differential
treatment does not impinge upon fundamental rights and
interests or protected status but is allegedly irrational in the
distinctions it makes. As a review of the authorities cited here
shows, the terms “rights” and “interests” are often used
interchangeably in the relevant case law and are often used in
conjunction to ensure that protections are not interpreted too
narrowly.
The discussion in Gary W., supra, 5 Cal. 3d 296 is
instructive. There, the court, in concluding that due process
requires the “right” to a jury trial, spoke of “interests” that have
been “held to be so ‘fundamental’ as to impose this [strict
scrutiny] burden on the state.” (Id. at p. 306.) It immediately
supported this statement by pointing to the recognized
fundamental “interests” in voting, procreation, and interstate
travel, citing cases that repeatedly cast those interests as
“rights.” (See, e.g., Castro v. State of California (1970) 2 Cal.3d
223, 234 [fundamental “right of suffrage”]; Skinner v. Oklahoma
(1942) 316 U.S. 535, 536, 541 [fundamental “right to have
offspring”]; Shapiro v. Thompson (1969) 394 U.S. 618, 630
[fundamental “right to travel interstate”].) Urging that the
“legal terminology” can be confusing, our dissenting colleagues
put forward the notion that rights and interests are somehow
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PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
different. No authority is cited for this proposition. To the
contrary, numerous cases, including a number of those quoted
here, have repeatedly used them in conjunction when describing
how to evaluate the manner in which statutes are to be
interpreted.
In support of the proffered “distinction,” the dissent points
to examples that all involve rights and interests properly held
to be so important as to be fundamental. A poll tax perniciously
burdens the “right to vote” on an equal basis with other citizens,
which is deemed “fundamental” because it is “preservative of
other basic civil and political rights . . . .” (Harper v. Virginia
Bd. of Elections (1966) 383 U.S. 663, 667.) Discriminatory
schemes for funding public schools burden what we recognized
as the “right to education” which we found to be “fundamental”
based on the “indispensable role [it] plays in the modern
society.” (Serrano v. Priest (1971) 5 Cal.3d 584, 605 (Serrano I).)
In Serrano I and Serrano II, where we interpreted our
constitutional protection to education more broadly than our
federal counterparts (see Serrano II, supra, 18 Cal.3d at pp.
765–766), we also used the term “interest.” This example proves
the point. Whether described as a “right” or an “interest,” this
court has concluded that access to education is so important as
to be fundamental.
The dissent would conclude that heightened scrutiny
should apply here by focusing solely on Cannon’s second
argument regarding the burden the SVPA’s jury procedures
place on his ability to select a jury trial and ignoring his first
argument that he has a separate fundamental right to the
advisement and waiver procedures themselves. (Dis. opn. of
Liu, J., post, p. 15.) We decline to do so. We address Gary W. in
detail because Cannon relies on this precedent to argue that he
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PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
has a fundamental right to the procedures he seeks and that
strict scrutiny applies whenever the availability of a jury in a
civil commitment proceeding is implicated in any way. In order
to address his arguments fully, we must first identify the source
of that right on which he relies, which we have recognized
protects the fundamental liberty interest.
Related to this point, the dissent takes issue with the
reliance on due process principles in the fundamental interests
analysis In particular, it questions mention of the two-step
methodology under Glucksberg, supra, 521 U.S. 702 and Dawn
D., supra, 17 Cal.4th 932, to explore Cannon’s claim that he has
a fundamental right or interest in the judicial advisement and
personal waiver procedures he seeks. (Dis. opn. of Liu, J., post,
p. 10.) The dissent asserts Glucksberg and Dawn D. can play no
part in assessing whether an interest is fundamental for equal
protection purposes because those cases focused only on
questions of substantive due process, not equal protection. Both
logic and precedent undermine the assertion.
As we have discussed, the concepts of due process and
equal protection are complementary and sometimes
interrelated. The dissent’s analysis would uncouple them. As
noted, equal protection is not a source of substantive rights or
liberties. Instead, it serves separately to ensure any differential
legislative treatment is adequately justified under the
appropriate level of scrutiny. We have explained that the right
to demand a jury trial in civil commitments is based not on
article 1, section 16 of the California Constitution, but on
principles of procedural due process protecting the fundamental
liberty interest. Equal protection is also implicated when the
Legislature grants a jury right to one group of civil commitment
candidates, but not to others. While Cannon does not claim a
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PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
due process right to the advisement and waiver procedures in
the NGI and OMHD statutes, he does claim a fundamental
interest in such procedures. If such a fundamental interest
exists, it would flow from the fundamental liberty interest
protected by procedural due process. It can find no independent
purchase in equal protection, which confers no substantive
rights of its own but stands as an independent safeguard against
unjustified, unequal treatment. An equal protection challenge
may lie even when the involved interest has not been recognized
as fundamental. But it is the nature of the right or interest that
is significant to selecting the standard of review applicable to
such a challenge.
The dissent asserts that we have never held that a court
must first conclude that a deprivation infringes on a
fundamental right as a matter of due process before applying
heightened scrutiny. (Dis. opn. of Liu, J., post, p. 9.) It cites to
our decision in McKee, supra, 47 Cal.4th at p. 1207 for the
undisputed principle that “[d]ue process and equal protection
protect different constitutional interests: due process affords
individuals a baseline of substantive and procedural rights,
whereas equal protection safeguards against the arbitrary
denial of benefits to a certain defined class of individuals, even
when the due process clause does not require that such benefits
be offered.” (Italics added.)
We agree that an interest does not need to derive from due
process principles to rank as fundamental for equal protection
purposes, but it must find its footing on some fundamental
ground rather than simply asserting it is a right or benefit
granted to some but not others. Thus, the two-step substantive
due process analysis under Glucksberg and Dawn D. can inform
whether an interest is fundamental for equal protection
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PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
purposes, given the provenance of the jury trial right at issue.
In re Marriage Cases, supra, 43 Cal.4th at page 784, for
example, considered substantive due process rights associated
with marriage in the course of considering the level of scrutiny
that applied to an equal protection challenge to laws that
treated same-sex unions differently.
Here, Cannon argues that the particular advisement and
waiver procedures he seeks sit at the core of the right to secure
a jury trial, which we have recognized as being essential under
due process analysis given the fundamental liberty interests at
stake. Before we can determine whether the legislative choice
to employ different jury trial procedures must be subject to strict
scrutiny, we need to determine whether he holds a fundamental
right or interest in the procedures he seeks. Cannon has the
right to decide whether to demand a jury. (Gary W., supra, 5
Cal.3d at pp. 306–307.) As we have explained, however, that
conclusion does not mean the procedures he seeks are
fundamental or that they impinge upon or substantially burden
the jury right or render it illusory, nor do they substantially
burden the underlying liberty interests at stake.
The dissent also criticizes the majority’s reliance on
Barrett, claiming it “conducted no fundamental interest analysis
at all,” and confined its analysis to the “similarly situated” step.
(Dis. opn. of Liu, J., post, p. 15.) It posits that we “simply do not
know” if the court believed the classifications at issue were
justified under strict scrutiny or rational basis. (Id. at p. 16.)
The dissent ignores the fact that Barrett, like Cannon here, also
claimed a separate fundamental right in the advisement and
waiver procedures. Thus, as previously discussed, the Barrett
court addressed that very question to determine whether she
had a fundamental right or interest in these ancillary
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PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
procedures as part and parcel of the jury trial right. The court
concluded that Barrett did not have such a right in the
procedures at issue. (Barrett, supra, 54 Cal.4th at p. 1100.)
That analysis certainly did inform the equal protection analysis
that followed.
Additionally, it is not accurate to claim that the majority
went no further than the “similarly situated” threshold step.
The court also addressed “Barrett’s equal protection claim . . .
that . . . the Legislature has arbitrarily decided that alleged
mentally retarded persons are unsuited to such protection, and
has unfairly subjected them to more burdensome procedures
than persons facing commitment in almost any other
circumstance. In essence, Barrett simply implies that if some
such schemes include these provisions, then all must.” (Barrett,
supra, 54 Cal.4th at p. 1009.) We stated, “an equal protection
violation does not occur merely because different statutory
procedures have been included in different civil commitment
schemes. [Citation.] Nothing compels the state ‘to choose
between attacking every aspect of a problem or not attacking the
problem at all.’ [Citation.]” (Id. at p. 1110.) These statements
are all hallmarks of rational basis review. Finally and
importantly, we know that the court viewed the justifications for
the disparate treatment under rational basis review because it
told us that it did so. “Justices Liu and Werdegar are aware that
we have correctly applied the United States Supreme Court’s
prevailing ‘rational basis’ standard . . . .” (Id. at p. 1111, fn. 21.)
Lastly, the dissent claims the majority has suggested the
holdings in Blackburn and Tran were a “function of the
limitations of the records in those cases” and that such a
suggestion is undermined by the fact that “Tran might have
known he had a jury trial right given his experiences at three
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Opinion of the Court by Corrigan, J.
prior hearings.” (Dis opn. of J. Liu, post, p. 14, citing Tran,
supra, 61 Cal.4th at pp. 1173–1174 (conc. & dis. opn. of Cantil-
Sakauye, C. J.).) The holdings at issue related to the available
remedies required because of the trial court’s statutory
violations. Those holdings certainly were predicated, in part, on
the record limitations. The holdings regarding what was
required of the trial court were a function of the statutory
provisions themselves and what the Legislature had prescribed
by including them. It is also not wholly accurate to say we
applied the Blackburn holding in Tran in the face of evidence of
a valid waiver. Instead, we declined to infer from the
circumstances that Tran knowingly and voluntarily waived his
right to a jury trial because, based on the NGI statute, the onus
was on the People to prove consent to the bench trial, with the
default proceeding being a jury trial absent such a showing, and
the record was inconclusive on that point. (Tran, at p. 1169.)
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PEOPLE v. CANNON
Opinion of the Court by Corrigan, J.
III. DISPOSITION
We affirm the Court of Appeal’s order remanding this
matter to the trial court for further proceedings. The order
declaring defendant Cannon to be an SVP and committing him
to the SDSH for an indeterminate term is conditionally affirmed
pending the outcome of those proceedings. If the reasons
underlying differential statutory treatment are found
insufficient under rational basis review, or if the court concludes
the record presented is insufficient to show Cannon was aware
of and agreed to his counsel’s exercise of a jury waiver on his
behalf, the order of commitment shall be set aside and the
matter rescheduled for trial.
CORRIGAN, J.
We Concur:
GUERRERO, C. J.
KRUGER, J.
GROBAN, J.
JENKINS, J.
48
PEOPLE v. CANNON
S277995
Dissenting Opinion by Justice Liu
We granted review to decide what standard of review
applies to defendant William Cannon’s equal protection claim
that alleged sexually violent predators (SVPs), no less than
other persons subject to civil commitment, are entitled to
personal advisement and waiver of the right to a jury trial in
commitment proceedings. Today’s opinion concludes that
rational basis review is the appropriate standard because an
alleged SVP has no “separate fundamental right or interest in
the particular advisement and waiver procedure Cannon
claims” (maj. opn., ante, at p. 26) and because “the legislatively
selected procedures in the [Sexually Violent Predator Act],
which make a jury trial available on demand, do not impose a
significant burden on the fundamental liberty interest” that the
right to a jury trial protects (id. at p. 27).
In focusing primarily on whether an alleged SVP has a
“fundamental right” to personal advisement and waiver, the
reasoning in today’s opinion obscures the main issue in this
case. Under the “fundamental interest” strand of equal
protection analysis as developed by this court and the United
States Supreme Court, the proper inquiry is whether the lack of
a personal advisement and waiver requirement in the context of
civil commitment appreciably burdens an alleged committee’s
exercise of the right to a jury trial. Our precedent makes clear
the answer is yes. Accordingly, alleged committees have a
fundamental interest in these procedures, and the selective
1
PEOPLE v. CANNON
Liu, J., dissenting
denial of these procedures to alleged SVPs is subject to
heightened equal protection scrutiny, not rational basis review.
I.
Under the commitment schemes for persons not guilty by
reason of insanity and for offenders with mental health
disorders, a valid jury trial waiver requires that the trial court
advise the alleged committee of the right to a jury trial and
obtain a personal waiver of that right from the alleged
committee. (Pen. Code, §§ 1026.5, subd. (b)(3)–(4), 2972,
subd. (a)(1)–(2).) Under the commitment scheme for SVPs,
there are no such procedures for a jury trial waiver, and a jury
trial is provided only upon an alleged SVP’s request. (Id.,
§ 6603, subd. (f).) The question is what standard of equal
protection review applies to this disparate treatment.
Because the object of disparate treatment in this case is a
set of procedures (i.e., personal advisement and waiver of the
jury trial right), much of today’s opinion looks to due process
principles to resolve the equal protection issue before us. (Maj.
opn., ante, at pp. 9–13, 17–21.) The result of this analytical
confusion is a lack of focus on the relevant inquiry for
determining the proper standard of equal protection review.
This case has to do with the “fundamental interest” strand of
equal protection analysis, and I begin by describing how this
strand differs from due process doctrine and other aspects of
equal protection doctrine.
A.
A useful starting point is to clarify what is meant by a
claim that the state has violated an individual’s “fundamental
rights.” As relevant here, a “fundamental right” typically
belongs to one of two categories. The first are rights that appear
2
PEOPLE v. CANNON
Liu, J., dissenting
expressly in the text of the federal or state Constitution. For
example, “the privilege against compelled self-incrimination has
been viewed as ‘fundamental.’ [Citations.] . . . The right to
compulsory process is a ‘fundamental’ right. [Citations.]
Another ‘fundamental’ right is the right of confrontation.”
(People v. Barnum (2003) 29 Cal.4th 1210, 1222–1223.) These
rights are expressly enumerated in the federal or state
Constitution, or both. (See U.S. Const., 5th & 6th Amends.; Cal.
Const., art. I, § 15.)
A second category consists of fundamental rights implied
by the Fourteenth Amendment’s provision that no state shall
“deprive any person of life, liberty, or property, without due
process of law.” The high court has “long recognized that the . . .
Due Process Clause . . . ‘guarantees more than fair process.’
[Citation.] The Clause also includes a substantive component
that ‘provides heightened protection against government
interference with certain fundamental rights and liberty
interests.’ ” (Troxel v. Granville (2000) 530 U.S. 57, 65.) For
example, “the ‘liberty’ protected by the Due Process Clause
includes the rights of parents to ‘establish a home and bring up
children’ and ‘to control the education of their own.’ ” (Ibid.) The
right to marry is also recognized as fundamental because of its
connection to the liberty protected by the due process clause.
(Obergefell v. Hodges (2015) 576 U.S. 644, 664 (Obergefell);
Loving v. Virginia (1967) 388 U.S. 1, 12.)
Separate and apart from claims asserting fundamental
rights, equal protection claims target state-enacted
discrimination or disparate treatment. Although virtually all
legislation involves classifications of some sort and legislators
have wide latitude in policymaking, “both federal and California
decisions make clear that heightened scrutiny applies to State-
3
PEOPLE v. CANNON
Liu, J., dissenting
maintained discrimination whenever the disfavored class is
suspect or the disparate treatment has a real and appreciable
impact on a fundamental right or interest.” (Butt v. State of
California (1992) 4 Cal.4th 668, 685–686 (Butt).)
The most familiar equal protection claims subject to
heightened scrutiny are those challenging discrimination
against a suspect class. The “traditional indicia of suspectness”
include whether the group has been “saddled with such
disabilities, or subjected to such a history of purposeful unequal
treatment, or relegated to such a position of political
powerlessness as to command extraordinary protection from the
majoritarian political process.” (San Antonio School District v.
Rodriguez (1973) 411 U.S. 1, 28 (Rodriguez); see United States
v. Carolene Products Co. (1938) 304 U.S. 144, 152, fn. 4.) The
paradigmatic example is discrimination against African
Americans; such discrimination offends equal protection
regardless of the importance of the good or service withheld.
(See, e.g., Holmes v. City of Atlanta (1955) 350 U.S. 879
[invalidating exclusion of African Americans from public golf
courses]; Mayor and City Council of Baltimore City v. Dawson
(1955) 350 U.S. 877 [invalidating racial segregation of public
recreational facilities].) As a matter of state equal protection
doctrine, we have held that discrimination on the basis of sexual
orientation is subject to strict scrutiny because gay people
“historically ha[ve] been subjected to invidious and prejudicial
treatment” and “the characteristic in question generally bears
no relationship to the individual’s ability to perform or
contribute to society.” (In re Marriage Cases (2008) 43 Cal.4th
757, 843.)
Another set of equal protection claims subject to
heightened scrutiny are those challenging laws whose
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PEOPLE v. CANNON
Liu, J., dissenting
“disparate treatment has a real and appreciable impact on a
fundamental . . . interest.” (Butt, supra, 4 Cal.4th at p. 686.)
Because this legal terminology can be confusing, it is important
to note the distinction between fundamental interests and
fundamental rights: Fundamental rights are secured to every
person, and the assertion of a violation does not depend on any
comparative claim. Fundamental rights are freestanding in
that the state may not deny such rights to anyone, whether or
not it denies such rights to others. Fundamental interests are
not freestanding in this sense; they are not independent rights
or entitlements that the state has a duty to protect or provide
for each person. Instead, the state’s duty is conditional; if
legislation protects or provides a fundamental interest for some
people but not others, a heightened justification for the
disparate treatment is required. And this is so whether or not
the person asserting a fundamental interest belongs to a suspect
class.
Today’s opinion includes a slew of verbiage that muddles
these doctrines (see maj. opn., ante, at p. 40 [declining to
distinguish between fundamental rights and fundamental
interests in this context]; id. at pp. 40–45 [contesting my
description of the doctrines above]), though fortunately for our
case law those assertions are dicta. (Id. at p. 40 [“In this context,
. . . whatever distinction there may be makes no difference to the
outcome . . . .”]; see Sonic-Calabasas A, Inc. v. Moreno (2013)
57 Cal.4th 1109, 1158 [“ ‘Dicta consists of observations and
statements unnecessary to the appellate court’s resolution of the
case.’ ”].) The fact is that the distinction I have drawn between
“fundamental rights” and “fundamental interests” is a recitation
of hornbook constitutional law. (See Brest et al., Processes of
Constitutional Decisionmaking: Cases and Materials (6th ed.
5
PEOPLE v. CANNON
Liu, J., dissenting
2015) The Constitution in the Modern Welfare State, ch. 10,
p. 1802 [“[A]lthough the state does not have to extend the right
to vote generally, once it does so it may not invidiously
discriminate in how it provides the right. We might call such a
guarantee a ‘fundamental interest’ as opposed to a ‘fundamental
right’ like speech or the right to travel that the state must
guarantee to all of its citizens.”]; Stone et al., Constitutional Law
(8th ed. 2018) Fundamental Interests and the Equal Protection
Clause, ch. 6, § E, pp. 824–825 [summarizing the “fundamental
interests” strand of equal protection cases: “Sometimes the
Constitution recognizes that the state need not provide certain
things, but it constrains the distribution of those things once the
state has provided them.”]; Feldman & Sullivan, Constitutional
Law (21st ed. 2022) The “Fundamental Interests” Branch of
Equal Protection, § 5, p. 836 [“Such [fundamental] interests that
are capable of escalating review are not rooted in any
independent source of protection elsewhere in the Constitution;
if they were, there would be no need for litigants to resort to
equal protection in order to protect them indirectly.”].)
An example of the fundamental interest strand of equal
protection analysis is the high court’s treatment of voting in
state elections. “While the right to vote in federal elections is
conferred by Art. I, § 2, of the [federal] Constitution [citation],
the right to vote in state elections is nowhere expressly
mentioned.” (Harper v. Virginia Bd. of Elections (1966) 383 U.S.
663, 665.) Yet “once the franchise is granted to the electorate,
lines may not be drawn which are inconsistent with the Equal
Protection Clause of the Fourteenth Amendment.” (Ibid.)
Because voting “ ‘is preservative of other basic civil and political
rights’ ” (id. at p. 667), it “is too precious, too fundamental to be
. . . burdened or conditioned” by a poll tax (id. at p. 670)
6
PEOPLE v. CANNON
Liu, J., dissenting
regardless of whether there is a freestanding right to vote in
state elections.
Another example is education. While the United States
Supreme Court has declined to recognize a fundamental right to
education (Rodriguez, supra, 411 U.S. at p. 35), this court has
nonetheless applied heightened scrutiny to equal protection
challenges to public school financing schemes or other school
policies on the ground that education is a “ ‘fundamental
interest.’ ” (Serrano v. Priest (1971) 5 Cal.3d 584, 609 (Serrano
I); see Serrano v. Priest (1976) 18 Cal.3d 728, 767–768 (Serrano
II) [affirming post-Rodriguez that education is a fundamental
interest under state equal protection doctrine]; Butt, supra,
4 Cal.4th at p. 686 [same].) Our heightened equal protection
scrutiny in those cases did not depend on whether the claimant
was a member of a suspect class or whether the federal or state
Constitution expressly or implicitly established a freestanding
right to education.
Some cases have held that a particular law infringes on a
fundamental right and violates both due process and equal
protection. (See, e.g., Obergefell, supra, 576 U.S. at p. 675 [state
laws excluding same-sex couples from marriage violate both due
process and equal protection]; In re Humphrey (2021) 11 Cal.5th
135, 150 [“Principles of equal protection and substantive due
process . . . converge in the money bail context. The accused
retains a fundamental constitutional right to liberty.”]; In re
Gary W. (1971) 5 Cal.3d 296, 307 (Gary W.) [lack of jury trial
right in juvenile civil commitment proceedings violates both due
process and equal protection].) Once it is established that a law
infringes on a fundamental right, it is understandable that the
law may be invalid both as a matter of due process (i.e., the law
violates a freestanding right) and as a matter of equal protection
7
PEOPLE v. CANNON
Liu, J., dissenting
(i.e., the law lacks a compelling rationale for denying the right
to some people while leaving others protected).
Importantly, however, these cases do not suggest that in
determining whether a particular deprivation impinges on a
fundamental interest and warrants heightened equal protection
scrutiny, courts must first conclude as a matter of due process
that the deprivation infringes an independent fundamental
right. To the contrary, we have explained — notably, in a case
about a law that treated SVPs less favorably than other civil
committees — that “[d]ue process and equal protection protect
different constitutional interests: due process affords
individuals a baseline of substantive and procedural rights,
whereas equal protection safeguards against the arbitrary
denial of benefits to a certain defined class of individuals, even
when the due process clause does not require that such benefits
be offered.” (People v. McKee (2010) 47 Cal.4th 1172, 1207
(McKee), italics added.) We have maintained a distinction
between fundamental rights, which give rise to freestanding
claims for constitutional protection, and fundamental interests,
which warrant heightened protection to the extent they are
selectively withheld.
B.
The surest sign of confusion in today’s opinion is its
suggestion — citing Washington v. Glucksberg (1997) 521 U.S.
702, 720–721, Dawn D. v. Superior Court (1998) 17 Cal.4th 932,
940, and In re Marriage Cases, supra, 43 Cal.4th 757, 824 —
that “substantive due process” methodology may inform the
equal protection inquiry before us. (Maj. opn., ante, at p. 22.)
Glucksberg and Dawn D. are key precedents on “analyzing
substantive due process claims”; they discuss how courts are to
8
PEOPLE v. CANNON
Liu, J., dissenting
determine whether an asserted interest is a fundamental right
under the due process clause. (Dawn D., at p. 941; see
Glucksberg, at pp. 720–721.) But those cases say nothing about
how to assess whether an interest ranks as fundamental for
equal protection purposes. Indeed, neither Glucksberg nor
Dawn D. addressed any equal protection claim at all. Likewise,
the cited passage of In re Marriage Cases discusses whether the
right to marry is a fundamental liberty under the due process
clause, not whether it is a fundamental interest for equal
protection purposes. While due process and equal protection
may offer “complementary” protections (maj. opn., ante, at
p. 43), dicta in today’s opinion appear to conflate the two, despite
the hornbook rule that a fundamental interest need not itself be
rooted in a due process liberty interest. (Compare id. at p. 44
[“If such a fundamental interest exists, it would flow from the
fundamental liberty interest protected by procedural due
process.”] with Feldman & Sullivan, Constitutional Law, supra,
§ 5, p. 836 [fundamental interests “are not rooted in any
independent source of protection elsewhere in the Constitution;
if they were, there would be no need for litigants to resort to
equal protection in order to protect them indirectly”].)
Instead of substantive due process cases, Serrano I and
Serrano II are the pertinent authorities here. In Serrano I, we
applied strict scrutiny to wealth-based disparities in public
school financing because “the distinctive and priceless function
of education in our society warrants, indeed compels, our
treating it as a ‘fundamental interest.’ ” (Serrano I, supra,
5 Cal.3d at pp. 608–609.) In reaching this conclusion, we did not
hinge our analysis on whether education is an express or implied
fundamental right. Rather, we observed that education is
“crucial to participation in, and the functioning of, a democracy”;
9
PEOPLE v. CANNON
Liu, J., dissenting
that education, like voting, is “ ‘preservative of other basic civil
and political rights’ ”; that “the public schools of this state are
the bright hope for entry of the poor and oppressed into the
mainstream of American society”; that education has a
universal and lasting impact on the development of American
youth; and that the state makes public school attendance
compulsory. (Id. at pp. 607–609, 610.)
In Serrano II, we affirmed our prior decision applying
strict scrutiny and striking down wealth-based disparities in
public school financing on equal protection grounds despite the
high court’s intervening decision in Rodriguez finding no
express or implied fundamental right to education under the
federal Constitution. (Serrano II, supra, 18 Cal.3d at p. 762; see
Rodriguez, supra, 411 U.S. at p. 35.) Rodriguez held that
rational basis review applies to equal protection claims
challenging wealth-based disparities in public school financing.
(Rodriguez, at p. 40.) But we declined to adopt the high court’s
rubric for assessing whether an interest is fundamental for
purposes of equal protection. (Serrano II, at pp. 767–768.) We
said we are not constrained “to gauge the importance of rights
and interests affected by legislative classifications wholly
through determining the extent to which they are ‘explicitly or
implicitly guaranteed’ [citation] by the terms of our . . . state
Constitution. In applying our state constitutional provisions
guaranteeing equal protection of the laws we shall continue to
apply strict and searching judicial scrutiny to legislative
classifications which, because of their impact on those
individual rights and liberties which lie at the core of our free
10
PEOPLE v. CANNON
Liu, J., dissenting
and representative form of government, are properly considered
‘fundamental.’ ” (Id. at pp. 767–768, fns. omitted.)
In re Marriage Cases is also instructive. In evaluating the
constitutionality of a statutory scheme that designated legal
unions between heterosexual couples as “marriages” and legal
unions between same-sex couples as “domestic partnerships,”
we conducted two separate analyses. The first was a
fundamental rights analysis, which asked whether same-sex
couples have a fundamental right to marriage. (In re Marriage
Cases, supra, 43 Cal.4th at pp. 809–831.) We concluded that the
California Constitution “guarantees same-sex couples the same
substantive constitutional rights as opposite-sex couples to
choose one’s life partner and enter with that person into a
committed, officially recognized, and protected family
relationship that enjoys all of the constitutionally based
incidents of marriage.” (Id. at p. 829.)
But this conclusion did not answer whether the state could
designate some unions as marriages and others as domestic
partnerships, where the latter gave same-sex couples the same
substantive rights as the former, just under a different name.
(In re Marriage Cases, supra, 43 Cal.4th at p. 830.) In
determining whether this difference violated equal protection,
we saw no need to resolve whether the constitutional right to a
legal union encompassed the right to have the union designated
a “marriage.” (Ibid.) We did not decide, for example, whether it
would be constitutional for the state to change the official name
of legal unions “for all couples.” (Ibid.) Instead, we said “one of
the core elements embodied in the state constitutional right to
marry is the right of an individual and a couple to have their
own official family relationship accorded respect and dignity
equal to that accorded the family relationship of other couples.”
11
PEOPLE v. CANNON
Liu, J., dissenting
(Id. at p. 844.) The assignment of a different name to same-sex
unions “poses a risk” of denying gay couples this right of equal
dignity. (Ibid.; see id. at p. 831 [“serious risk”]; id. at p. 846
[“very significant risk”].) This risk led us to conclude that the
naming classification merited strict scrutiny under equal
protection principles.
These venerable precedents do not state a rigid formula
for assessing whether an interest ranks as fundamental for
equal protection purposes. But they do indicate that the
analysis differs from the Glucksberg/Dawn D. methodology for
discerning substantive due process rights. In addition to
considering the importance of an asserted interest to society and
affected individuals, we have examined the “impact” of the
asserted interest “on those individual rights and liberties which
lie at the core of our free and representative form of government”
(Serrano II, supra, 18 Cal.3d at pp. 767–768) and the “risk” that
deprivation of the asserted interest would pose to the enjoyment
of a fundamental right (In re Marriage Cases, supra, 43 Cal.4th
at p. 844). Quite apart from whether the asserted interest is
itself a fundamental right (it need not be), what matters is what
we might call proximity to a fundamental right — that is,
whether deprivation of the asserted interest appreciably
burdens, negatively impacts, or risks eroding the effective
exercise of a fundamental right. That is the relevant inquiry
here.
II.
Against this doctrinal backdrop, it is evident that much of
today’s opinion goes on an unnecessary tangent in laboring to
prove that Cannon has no separate fundamental right to the
personal advisement and waiver process he seeks. (Maj. opn.,
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PEOPLE v. CANNON
Liu, J., dissenting
ante, at pp. 21–26.) This due process inquiry does not answer
the equal protection question before us, and as the Attorney
General notes in his briefing, “Cannon has never contended that
the state or federal Due Process Clause provides independent
constitutional support for the procedures that he seeks.”
Nor does today’s opinion frame the correct inquiry when it
says “the legislatively selected procedures in the [Sexually
Violent Predator Act], which make a jury trial available on
demand, do not impose a significant burden on the fundamental
liberty interest itself.” (Maj. opn., ante, at p. 27.) The court says
that “Gary W. concluded that in the case of involuntary
commitment, it is the liberty interest that is fundamental . . . .”
(Id. at p. 19.) But that is because the issue in Gary W. was
whether potential California Youth Authority committees had a
right to a jury trial at all; in that context, we held that in order
to protect the fundamental liberty interest of civil commitment
candidates, “a jury trial must be made available . . . as a matter
of procedural due process when the statutory scheme fails to
provide one.” (Maj. opn., ante, at p. 12, citing Gary W., supra,
5 Cal.3d at pp. 306–307.) Now that it is well established that
potential committees have a fundamental right to a jury trial, it
is not clear why the court thinks we should examine whether
the lack of personal advisement and waiver in the Sexually
Violent Predator Act’s (SVPA; Welf. & Inst. Code, §§ 6600 et
seq.) on-demand procedure burdens “the fundamental liberty
interest itself” (maj. opn., ante, at p. 27) as opposed to whether
it burdens the fundamental jury trial right “[m]andate[d]” by
that liberty interest (id. at p. 17).
In In re Marriage Cases, we did not ask whether the
different names assigned to legal unions of same-sex versus
opposite-sex couples burdened the fundamental liberty interest
13
PEOPLE v. CANNON
Liu, J., dissenting
that undergirds the right to marry. Instead, we asked whether
the difference in naming posed a risk to effective enjoyment of
the right to marry itself, a core element of which is the right to
have one’s official family relationship be accorded the same
respect and dignity as the family relationships of other couples.
(In re Marriage Cases, supra, 43 Cal.4th at p. 844.) By the same
logic, the pertinent inquiry here is not whether lack of personal
advisement and waiver burdens an alleged SVP’s fundamental
liberty interest, but whether lack of those procedures burdens the
effective exercise of the fundamental right to a jury trial.
This specificity is important because the inquiry, when
properly focused this way, finds a ready answer in our
precedents. In the criminal context, we have recognized that “a
judgment . . . resulting from a court trial must be reversed if the
defendant did not expressly waive the right to a trial by jury.”
(People v. Ernst (1994) 8 Cal.4th 441, 443.) That is because we
consider the lack of express waiver to be equivalent to denial of
the right itself: “without an express waiver by defendant of his
right to have the case tried to a jury,” a bench trial “denie[s]
defendant his right to a jury trial.” (Id. at p. 448.) In People v.
Collins (2001) 26 Cal.4th 297, the trial court assured the
defendant that he would receive a benefit by waiving his right
to a jury trial. We said the trial court’s action “rendered that
waiver involuntary” and explained that “[l]ike a trial court’s
denial of the right to jury trial by an outright refusal to provide
such a trial, . . . improperly inducing a waiver of that right
amounts to a ‘structural defect in the proceedings’ ” requiring
reversal. (Id. at p. 312.)
We applied Ernst’s and Collins’s understandings of the
impact of waiver protections on the jury trial right to civil
commitment proceedings in People v. Blackburn (2015)
14
PEOPLE v. CANNON
Liu, J., dissenting
61 Cal.4th 1113 (Blackburn) and People v. Tran (2015)
61 Cal.4th 1160 (Tran). In Blackburn, we considered whether a
trial court must advise a civil committee of the right to a jury
trial and whether the trial court must obtain a personal waiver
of that right in proceedings for extending the involuntary
commitment of mentally disordered offenders (MDOs) (now
referred to as offenders with mental health disorders (OMHDs)).
(Maj. opn., ante, at p. 2 & fn. 2.) Citing Ernst and Collins, we
held that in civil commitment proceedings, “we treat a trial
court’s failure to obtain a required personal jury trial waiver as
tantamount to the denial of a jury trial, and as such, it
constitutes a ‘miscarriage of justice’ under California
Constitution, article VI, section 13.” (Blackburn, at p. 1134.)
We reiterated this holding in Tran, explaining that an
“acceptance of an invalid jury trial waiver . . . result[s] in a
complete denial of the defendant’s right to a jury trial” in civil
commitment hearings for persons originally committed after
pleading guilty by reason of insanity (NGIs). (Tran, at p. 1169.)
Blackburn and Tran established that denial of an express
waiver requirement in OMHD and NGI commitment
proceedings is tantamount to denial of a jury trial right and
constitutes structural error requiring automatic reversal.
Contrary to what the court suggests (maj. opn., ante, at
pp. 33–39), the holdings in Blackburn and Tran were not a
function of the limitations of the records in those cases. We
applied Blackburn’s holding — i.e., that the absence of personal
advisement and waiver is structural error — to the procedures
in Tran’s fourth NGI extension hearing despite evidence that
Tran might have known he had a jury trial right given his
experiences at three prior hearings. (Tran, supra, 61 Cal.4th at
pp. 1173–1174 (conc. & dis. opn. of Cantil-Sakauye, C.J.).) More
15
PEOPLE v. CANNON
Liu, J., dissenting
generally, Blackburn’s caveat that there may be circumstances
“where the record shows the defendant lacked the capacity to
make a proper waiver, or in fact made such a waiver even
without the . . . advisement” (maj. opn., ante, at p. 36) was
simply an acknowledgment of the “limited” scenarios in which
lack of personal advisement and waiver might not be prejudicial.
(Blackburn, supra, 61 Cal.4th at p. 1136.) The overall thesis
that the lack of such procedures is prejudicial — i.e., that it is
tantamount to denial of the jury trial right — is undeniably the
core rationale for the holdings in Blackburn and Tran. That the
jury trial right was provided by statute in those cases (maj. opn.,
ante, at pp. 46–47) does not alter the force of this reasoning here.
The basic rationale of Blackburn and Tran directly supports the
conclusion that SVP candidates have a fundamental interest in
such procedures and that legislative classifications providing
the procedures to OMHD and NGI candidates while denying
them to SVP candidates warrant heightened equal protection
scrutiny.
Today’s opinion extensively discusses People v. Barrett
(2012) 54 Cal.4th 1081 (Barrett) and says Barrett determined
that personal advisement and waiver requirements in civil
commitment proceedings are not “fundamental rights” and their
absence does not “unduly burden[] fundamental interests.”
(Maj. opn., ante, at p. 33.) But Barrett conducted no
fundamental interest analysis at all. Instead, the court held
that the equal protection claim at issue failed at the “threshold”
step of establishing that “dangerous mentally retarded persons
and dangerous mentally disordered persons are similarly
situated . . . as to the ancillary purpose that an express jury trial
advisement, and an express personal waiver, purportedly
serve.” (Barrett, at pp. 1107–1108.) The court reasoned that in
16
PEOPLE v. CANNON
Liu, J., dissenting
light of their differing “mental conditions,” “the two groups are
not similarly situated as to . . . comprehending and controlling
the decision whether to request a jury trial. Thus, any disparate
statutory treatment with respect to jury trial advisements does
not deprive persons like Barrett of equal protection of the law.”
(Id. at p. 1109; see Blackburn, supra, 61 Cal.4th at pp. 1128–
1129 [discussing Barrett’s reasoning].) Barrett went no further.
The court defends its reading of Barrett by observing that
“ ‘ “[t]o ask whether two groups are similarly situated in this
context” . . . is essentially “the same as asking whether the
distinction between them can be justified under the appropriate
test of equal protection.” ’ ” (Maj. opn., ante, at p. 33, citing
People v. Hardin (2024) 15 Cal.5th 834, 849 (Hardin).) But this
is true whether the “appropriate test of equal protection” is
rational basis review or heightened scrutiny. The court in
Barrett may have believed that the differences between persons
with intellectual disabilities and persons with mental illness in
terms of their “mental conditions” (Barrett, supra, 54 Cal.4th at
p. 1109) are sufficient to justify disparate treatment with regard
to personal advisement and waiver (1) only under rational basis
review or (2) even under heightened scrutiny. We simply do not
know.
In that respect, Barrett’s reliance on the threshold
“similarly situated” analysis illustrates the concerns that
recently led us to jettison that approach: “[O]ne can only reach
the conclusion that two groups are similarly situated with
respect to the purposes of a particular law after considering the
law’s aims and how the differential treatment relates to those
aims. But the first, ‘similarly situated’ step of the analysis
provides substantially less guidance about how this inquiry is to
proceed: ‘How similarly situated, precisely, relative to which
17
PEOPLE v. CANNON
Liu, J., dissenting
aims? These are questions courts already explore at the
justification step, using the tiers of scrutiny to guide their
answers.’ [Citation.] In the context of challenges like this one,
the similarly situated test serves no real purpose. At best it
duplicates the justification inquiry prescribed at the second step
of the analysis; at worst it creates an unnecessary threshold
obstacle to the adjudication of potentially meritorious
constitutional challenges; and in all events it injects
unnecessary uncertainty into the analysis, particularly in the
situations in which the challenged law reflects multiple,
sometimes competing aims.” (Hardin, supra, 15 Cal.5th at
p. 849.) If anything, these concerns underscore the infeasibility
of drawing any inference from Barrett as to the applicable
standard of equal protection review. In short, Barrett said
nothing about whether potential committees have a
fundamental interest in personal advisement and waiver.
Apart from its misplaced reliance on Barrett, today’s
opinion provides virtually no analysis of whether the absence of
personal advisement and waiver in this context has an
appreciable impact on the fundamental right to a jury trial. The
court says that although personal advisement and waiver are
part of some civil commitment statutes, they “ha[ve] not been
uniformly adopted across all of them” (maj. opn., ante, at p. 25)
and that “the Legislature chose to protect an alleged SVP’s right
to make an informed choice of factfinder through the statutory
right to and advice of counsel” (id. at p. 38). But the fact that
the Legislature has made these choices does not supply a
constitutional justification for them, nor does it illuminate the
18
PEOPLE v. CANNON
Liu, J., dissenting
standard of review. It simply restates the equal protection
question before us.
To be sure, “the SVPA honors th[e] traditional allocation
of responsibility between attorney and client” (maj. opn., ante,
at p. 25), and the Legislature evidently believed the presence of
counsel would be sufficient to ensure a potential committee’s
effective exercise of the jury trial right. But the fact that “the
Legislature chose a different set of procedures in the SVPA” than
in the OMHD and NGI statutes (maj. opn., ante, at p. 38) frames
the question — it does not provide any analysis — of whether
the lack of personal advisement and waiver burdens the
fundamental right to a jury trial. As to that question, we held
in Blackburn that lack of personal advisement and waiver, even
when the defendant has counsel, is tantamount to denial of the
jury trial right, apart from certain “limited” circumstances.
(Blackburn, supra, 61 Cal.4th at p. 1136; see id. at p. 1130.) It
is difficult to see how Blackburn’s reasoning does not compel the
conclusion that SVP candidates, no less than OMHD and NGI
candidates, have a fundamental interest in such procedures and
that the disparate treatment merits heightened review.
III.
Up to this point, I have said “heightened scrutiny” or
“heightened review,” not strict scrutiny, applies to Cannon’s
equal protection claim. Because intermediate scrutiny is not an
available standard of review in our doctrine, we are left with
“the ‘rigidity of [a] two-tier[ed] framework’ that ‘applies either a
standard that is virtually always met [rational basis] or one that
is almost never satisfied [strict scrutiny].’ ” (Hardin, supra,
15 Cal.5th at p. 868 (dis. opn. of Liu, J.).) As explained above, I
do not think it is correct to apply “the sort of lax analysis that
19
PEOPLE v. CANNON
Liu, J., dissenting
has become typical ‘ “[i]n areas of social and economic policy” ’ ”
(id. at p. 867) to important protections in a civil commitment
proceeding. But I am not convinced that the legislative
classification here warrants the most exacting scrutiny either.
The procedures required in civil commitment proceedings “are
flexible [citation], and the quantum and quality of the process
due depend upon the nature and purpose of the challenged
commitment.” (Barrett, supra, 54 Cal.4th at p. 1099.) Because
it is the Legislature’s prerogative to craft procedures that are
sensitive to “the special character of the commitment proceeding
at issue” (id. at p. 1100), I do not think it is correct to apply a
standard of review that would presumptively invalidate all such
distinctions.
I would instead apply the instruction in McKee that on
remand “[t]he trial court must determine whether the
legislative distinctions in classes of persons subject to civil
commitment are reasonable and factually based — not whether
they are incontrovertible or uncontroversial.” (McKee, supra,
47 Cal.4th at pp. 1210–1211.) To uphold the disparate
treatment at issue, the trial court must be satisfied that it is
“based on a reasonable perception” of “unique” features of SVP
candidates or SVP proceedings compared to OMHD and NGI
candidates or proceedings, “rather than a special stigma that
SVP’s may bear in the eyes of California’s electorate” or the
Legislature. (McKee, at p. 1210.) This is neither a reflexively
deferential standard nor is it an impossible standard to meet.
In my view, this approach is properly responsive to the core of
the equal protection concern while respecting the Legislature’s
prerogative to make reasonable policy choices.
In the future, the civil commitment context may prove to
be an appropriate area for our courts to transcend the rigid
20
PEOPLE v. CANNON
Liu, J., dissenting
rational basis/strict scrutiny binary and adopt an approach with
“nuance and sensitivity” to account for the competing interests
at stake in each case. (Hardin, supra, 15 Cal.5th at p. 868 (dis.
opn. of Liu, J.); see People v. Nolasco (2021) 67 Cal.App.5th 209,
224–225 [“McKee seems to have applied what purported to be a
form of ‘heightened scrutiny’ that appears to be less rigorous
than strict scrutiny but more onerous than rational basis
scrutiny.”].)
LIU, J.
21
PEOPLE v. CANNON
S277995
Dissenting Opinion by Justice Evans
I dissent for the reasons stated in parts I and II of Justice
Liu’s dissenting opinion.
EVANS, J.
1
See next page for addresses and telephone numbers for counsel who
argued in Supreme Court.
Name of Opinion People v. Cannon
__________________________________________________________
Procedural Posture (see XX below)
Original Appeal
Original Proceeding
Review Granted (published) XX 85 Cal.App.5th 786
Review Granted (unpublished)
Rehearing Granted
__________________________________________________________
Opinion No. S277995
Date Filed: August 18, 2025
__________________________________________________________
Court: Superior
County: Mendocino
Judge: Ann C. Moorman
__________________________________________________________
Counsel:
Jeremy Price, under appointment by the Supreme Court, and Rachel
Belden, under appointment by the Court of Appeal, for Defendant and
Appellant.
Rob Bonta, Attorney General, Michael J. Mongan, State Solicitor
General, Lance E. Winters, Chief Assistant Attorney General, Janill L.
Richards, Principal Deputy State Solicitor General, Mica Moore and
Aaron D. Pennekamp, Deputy State Solicitors General, Charles C.
Ragland, Assistant Attorney General, Arlene A. Sevidal and James H.
Flaherty III, Deputy Attorneys General, for Plaintiff and Respondent.
Counsel who argued in Supreme Court (not intended for
publication with opinion):
Jeremy Price
Attorney at Law
2991 Sacramento Street, Unit #216
Berkeley, CA 94702
(510) 619-0120
Aaron D. Pennekamp
Deputy State Solicitor General
1300 I Street
Sacramento, CA 95814
(916) 210-6661